UNIT I: FOUNDATIONS (8000
BCE TO 600 CE)
Of all the time periods covered
in the AP World History curriculum, Foundations (8000
Broad topics addressed in the
Foundations time period are:
A NOTE ABOUT PREHISTORY (BEFORE 3500 CE)
A
basic type of periodization is to divide all of time
into "prehistory" and "history." Usually the distinction is
based on whether or not the people left written records, but the presence of
written records is very closely tied to the beginnings of agriculture. Scholars
are not entirely sure about when human beings first appeared on earth, but new
discoveries continue to push the date further back in time. So
"prehistory" lasted for millions of years.
The
first humans probably emerged in eastern Africa, due to a happy confluence of
availability of food and domesticable animals and
favorable climate. For thousands of years humans sustained themselves as
hunters and gatherers, and as a result were quite dependent on the abundance of
food. Hunters gained skills in capturing and killing animals, and gatherers learned
which plants and fruits were edible and nutritious. Technological inventions
generally supported the fulfillment of these basic activities. Stones (and
eventually metals) were shaped as tools and weapons, and techniques were
developed for efficient gathering and storage of food.
By
8000
Our
knowledge of prehistoric people is limited, partly because they lived so long
ago, and partly because they left no written records. However, archaeologists
have found evidence of these generally shared characteristics of prehistoric
people:
1)
Social structure - Most people traveled in small bands, and authority was based
on family relationships. Men took leadership roles, but women were highly
valued for their gathering skills. Labor was generally divided based on gender,
with men as hunters and women as gatherers. However, status differences between
men and women were generally not wide, with relative gender equality apparently
characterizing their group life.
2)
Beliefs - Archaeological evidence suggests that prehistoric people were guided
by their beliefs in spirits and sacred places. Their cave drawings and traces
of their cultural objects indicate that they believed in an afterlife, although
they probably did not practice polytheism, or a belief in many gods. Instead, polydaemonism, or the belief in many spirits (not specific
gods), probably describes their religion more accurately. Bushes, rocks, trees,
plants, or streams could be inhabited by these spirits, who often appeared to
communicate with humans.
The
prehistoric era includes the early stages of agriculture from about 10,000 to
4,000
ENVIRONMENTAL
When,
how, and why did people give up their wandering and settle to live in one
place? First of all, it happened in different parts of the world at different
times, but settled communities had developed in many places by 8000
The
changes that resulted include:
THE IMPORTANCE OF GEOGRAPHY
American
students are often criticized for their lack of knowledge of geography, but it
is essential in the study of world history. Although you will not have to
specifically identify places on the AP Exam, you cannot follow change over time
nor make accurate comparisons unless you know something about both physical and
political geography.
Our
concepts of geography have been shaped by western historians of the past, and
in recent years some scholars have questioned very basic assumptions about the
ways that the globe is divided. For example, take the concept of a continent.
Why is Europe considered a continent? What actually separates Europe from Asia?
Certainly, physical geographical separation of the two continents is far from
clear. Historians Martin Lewis and Karen Wigen refer
to cartographic ethnocentrism in their controversial book, The Myth of
Continents. This ethnic point of view is centered around Europe, and a little
later, around the United States. For example, where did the name "Middle
East" come from? From the European perspective, this area is east of
Europe, but it is not as far away as China is. If we look at the Middle East
from a cultural point of view, we certainly can see commonalities that extend
throughout northern Africa, the Arabian Peninsula, Europe, and Asia. So why do
we divide the area up into several continents?
Biased
divisions that Lewis and Wigen identify include:
Even
maps that we use reflect these biases. Most map projections center around the
Atlantic Ocean, clearly showing Europe and North America in the middle.
Inventors of the relatively new Peders' projection
claim that older, more familiar projections (like Mercator
and Robertson's) actually short change "less important" countries in
terms of land space. Of course, we cannot talk about world history without
labels, biased though they may be. However, it is essential to use objective
criteria in determining what events, places, and people have shaped the course
of history. Do not automatically assume that one part of the world is
inherently more important than another at any particular time without thinking
it through carefully and objectively.
THE NATURE OF CIVILIZATION
These
changes in turn allowed the development of "civilization," a basic
organizing principle in world history. Civilization may be defined in many
ways, but it is generally characterized by:
THE CIVILIZATION CONTROVERSY
The
term "civilization" is derived from Latin, the language of the
ancient Roman Empire. The Latin word civilis means
"of the citizens," and the Romans used it to distinguish between
themselves and the "inferior" people who lived on the fringes of
their empire. However, the distinctions that the word implies began long before
the time of the Romans. The process of civilization, or the development of the
characteristics listed above, indisputably occurred in several parts of the
world before 1500
Civilization
as an organizing principle in world history is actually quite controversial.
Traditionally historians have seen the development of civilization in a
positive light, or as improvements in the quality of human life. So they refer
to some societies as more "advanced" than others that remain more
"backward." However, other scholars have cautioned against ignoring
the "dark side" of the distinctions that the word
"civilization" implies.
The Civilization Controversy: a Building Block for Human Society?
Advantages of
Civilization |
Disadvantages of
Civilizations |
Development of specialized
skills, inventions, arts, and literature |
Increase in class and gender
distinctions, creating oppression for some |
Building of economically and
politically coordinated cities |
Overproduction of land,
depletion of soil, eventual destruction caused by increase in population |
Increased ability to protect
people from dangers both inside and outside the city |
Increased attacks from
outsiders attracted to wealth; internal crime promoted by crowded conditions |
Growth of prosperity,
improving quality of life |
Creation of life-threatening
congestion, pollution, disease, and decrease in sanitation |
Today
most historians try to steer away from the question of whether the advent of
civilization led to a higher level of human life or started us on the road to
ultimate destruction. The important thing to remember is that it dramatically
changed the course of world history, whether for good or for bad. No matter
what the location or time period, the division between urban and rural
lifestyles is a recurring theme throughout time, and biases toward one
lifestyle or the other remain as a great continuity throughout eras and among many
societies around the world.
PERIODIZATION
The
Foundations time period (8000
1)
Early agricultural and technological development (about 8000
2)
Development of the earliest civilizations (about 3500 to 1500
3)
Classical civilizations (approximately 1000
EARLY AGRICULTURAL
Sedentary
agricultural communities were usually the forerunners to the development of the
earliest river valley civilizations. However, the shift away from hunting and
gathering societies took many other forms.
ALTERNATIVES
TO SEDENTARY AGRICULTURE
1)
shifting cultivation - Often referred to as "slash and burn"
agriculture, this farming method developed primarily in rain forest zones of
Central and South America, West Africa, eastern and central Asia, and much of
southern China and Southeast Asia. The obvious destruction to the environment
was worsened by the frequency of the farmers' movement. At first, the soil in
the burnt areas was very fertile, but when soil nutrients were depleted,
farmers moved on to slash and burn another piece of jungle.
2)
pastoral nomadism - This alternative to sedentary
agriculture is characterized by following the herds, just as the earlier
hunters and gatherers did. However, the herds were domesticated, and consisted
of sheep, goats, cows, reindeer, camels, and/or horses. Nomadism,
or the practice of moving frequently from one place to the other, was dictated
by the need for pasture for the animals. This life style developed across the
grassy plains of central Eurasia and nearby desert areas of the Arabian
peninsula and the Sudan. Pastoral nomads may be categorized by the animals that
they tended:
The
life style of nomads by necessity means that they do not settle into villages,
and therefore do not form the basis for the later development of cities.
Settled agriculturalists generally saw them as "barbarians," an
inferior lot that needed to be kept out of their villages. However, despite
this designation, nomadic groups, especially when they have embarked on major
migrations, have had a significant impact on the course of world history. Do
not make the mistake of discounting them, because nomads have often sparked
major changes that have greatly affected and sometimes dominated settled
communities.
EARLY
AGRICULTURE
By
about 5000
As
agriculture began to take hold in various parts of the world, the population
grew rapidly. For example, world population in 3000
TECHNOLOGICAL
ADVANCEMENTS
The
time period that followed the advent of agriculture and preceded the earliest
civilizations is known as the Neolithic era (in contrast to the earlier
Paleolithic - or "Stone Age" - era). The name means "new stone
age", and it is characterized by the refinement of tools, primarily for
agricultural purposes. The time period spans roughly from 10,000 to 4000
Early
labor specialization is based on three craft industries:
THE DEVELOPMENT OF THE EARLIEST CIVILIZATIONS
(3500 BCE - 1200 BCE OR SO)
Somewhere
around 4000 BCE, a series of technological inventions forged the way for a new
phase of development within some of the agricultural societies. Three important
changes are:
The
Sumerians were the first of a series of people to inhabit Mesopotamia, and they
developed all of the major characteristics of "civilization": cities,
public buildings, job specialization, complex political organization, writing,
arts and literature, long-distance trade. Other early civilizations were Egypt,
the Indus Valley people, and Shang China.
COMMON CHARACTERISTICS OF THE RIVER-VALLEY CIVILIZATIONS
Each
early civilization developed its own unique ways of life, but they all shared
some common characteristics:
In
addition to the river valley civilizations, early civilizations appeared in
Mesoamerica and South America, and though they shared many characteristics
above, they did not develop along river valleys. The Olmecs
appeared by about 1200 BCE in what is now Mexico. Their trade and culture
influenced other parts of Central America and shaped the development of later
civilizations in the area. Between 1800 and 1200 BCE, an elaborate culture
developed in the Andes area of South America. The Chavin
people in particular spread widely throughout the area from their center in
present-day Peru.
All
of the civilizations varied greatly, as the chart below (next page) reflects.
For the exam, you only need to be able to accurately compare two of the
civilizations.
COMPARISONS OF EARLY RIVER VALLEY CIVILIZATIONS
|
CULTURE |
POLITICAL
ORGANIZATION |
SOCIAL STRUCTURE |
MESOPOTAMIA (developed by 3500 BCE) |
Cuneiform writing with wedge
shaped characters; 2000 symbols reduced to 300 Extensive trade with Egypt and
the Indus Valley Epic of Gilgamesh Early use of bronze tools,
chariots Advanced astronomy; math based
on 60 Pessimistic view of world,
perhaps due to irregular, unpredictable flooding of the rivers Polytheism - gods powerful and
often cruel Kings powerful, but not divine |
City-states and warrior kings
in almost constant conflict with one another Large empires in later times Hammurabi's Code and lex
talionis (law of retaliation) Competition among city states
as well as frequent invasions led to less political stability than in Egypt |
Job specialization - farmers,
metallurgist, merchants, craftsmen, political administrators, priests Social classes: 1) free land-owning class 2) dependent farmers and artisans 3) slaves for domestic service
(could purchase freedom) merchant class important Marriage contracts, veils for
women; women of upper classes less equal than lower class counterparts |
EGYPT(developed by 3000 BCE) |
No epic literature Concerned with decorative
arts, shipbuilding, some medical knowledge Less advanced in math and
astronomy than Mesopo-tamians Less extensive trade,
especially in earlier eras Polytheism, with pharaoh as a
god Optimistic view of life
(regular, controllable flooding of the river) Strong belief in the
afterlife; Book of the Dead Hieroglyphics - complex,
pictorial language |
Divine kingship - the pharaoh;
highly centralized, authoritarian government Generally stable government
throughout the 3 kingdoms Extensive bureaucracy;
pharaoh's power channeled through regional governors |
Smaller nobility than
Mesopotamia; fewer merchants Some social mobility through
the bureaucracy Priests have high status (only
ones who understand the complex hieroglyphic written language) Women - probably higher status
than in Mesopo-tamia; love poetry indicates some
importance placed on male/female relationships One female pharaoh - Hatshepsut Influential wife of pharaoh - Nefertiti |
INDUS VALLEY (developed by
2500 BCE) |
Writing system only recently
decipherable Soapstone seals that indicate
trade with both Mesopotamians and China pottery making with bulls and
long-horned cattle a frequent motif Small figurines of women Cruder weapons than
Mesopotamians - stone arrowheads, no swords Polytheism - naked man with
horns the primary god; fertility goddesses Two cities: Harappa and Mohenjo-Dara |
Assumed to be complex and
thought to be centralized Limited information, but large
granaries near the cities indicate centralized control |
Priests have highest status,
based on position as intermediaries between gods and people Differences in house sizes
indicate strong class distinctions Statues reflects reverence for
female reproductive function |
SHANG CHINA (developed by 1700 BCE) |
Oracles bones used to
communicate with ancestors Pattern on bones formed basis
for writing system; writing highly valued, complex pictorial language with
3000 characters by end of dynasty Uniform written language
became bond among people who spoke many different languages Bronze weapons and tools,
horse-drawn chariots Geographical separation from
other civilizations, though probably traded with the Indus Valley |
Centralized government, power
in the hands of the emperor Government preoccupied with
flood control of the rivers Job specialization - bureaucrats, farmers, slaves |
Social classes - warrior
aristocrats, bureaucrats, farmers, slaves Patriarchal society; women as
wives and concubines; women were sometimes shamans |
MESO AND SOUTH AMERICA (developed by
1200 BCE) |
Olmecs in Mesoamerica: Highly developed astronomy;
used to predict agricultural cycles and please the gods Polytheism; religious rituals
important, shamans as healers Ritual ballgames Irrigation and drainage canals Giant carved stone heads;
probably with religious significance Jaguar symbol important Chavin
in Andean region: Polytheism; statues of jaguar
men Square stone architecture, no
mortar Well-developed agriculture
based on maize Unique geography: lived on
coast, in mountains, and in jungle |
Olmecs: apparently not united politically;
unusual for ancient civilizations Chavin: probably political unification;
public works operated by reciprocal labor obligations; had a capital city |
Olmec: craft specializations; priests have
highest status; most people were farmers Chavin: Priests have highest status; capital
city dominated the hinterlands; most people were farmers |
CHANGE OVER TIME - EGYPT AND WESTERN ASIA
The
river valleys where civilizations first developed have been home to many people
continuously over time right up to present day. In ancient times all of the
areas changed significantly from their early beginnings through golden days to
their eventual demise. The chart below reflects change over time in two of the
areas - Egypt and Western Asia, concentrating on the era from 1500 to 500 BCE.
CHANGE OVER TIME - EGYPT AND WESTERN ASIA
CHANGES BY 1500-500 BCE
|
EGYPT |
WESTERN ASIA |
Political systems |
Outside invaders took over;
political fragmentation challenged power of the pharaoh; foreign rule for the
first time - Hyksos; reunified into New Kingdom,
when Hyksos expelled ; in contrast to Old Kingdom,
aggressive and expansionist; building of army/fortifications; female pharaoh
- Hatshepsut; Ramesses II
- expansionist, dominated age for 66 year reign |
Outside invaders took over,
control city states; two distinct political zones: Babylonia in south,
Assyria in north; Assyria was expansionist; Hittites; larger states
interacted - a geopolitical sphere |
Trade, contact |
Increased amount of trade,
contact; control of Syria/Palestine and Nubia -
brought new resources - timber, gold, copper; myrrh and resin from punt |
Increased amount of trade,
contact; Assyrians brought in tin and textiles in exchange for silver;
Hittites took over copper, silver, and iron deposits |
Culture, including languages
and writing |
Hyksos intermarried with Egyptians,
assimilation of Egyptian ways; Amarna letters -
reflect contacts among cultures; "superiority" of Egyptian culture |
More diverse languages -
Hittites, Kassites (non-Semitic); diffusion of Mespotamian political and cultural concepts, including Akkadian as language of international diplomacy;
cuneiform writing spread; mythology, arts and architecture spread |
Religion |
Akhenaton - perhaps
monotheism, devotion to sun god Aten |
Spread of Sumerian mythology
to entire area |
Architecture |
No more pyramids, but colossal
statues and temples, and underground tombs |
|
Military |
Clashes between Egypt and the
Hittites |
Clashes between Egypt and the
Hittites |
Transportaton |
Horses by 1500 BCE; horse
drawn chariots; enabled larger kingdoms |
Horses by 2000 BCE; horse
drawn chariots; enabled larger kingdoms; camels arrived |
THE DECLINE OF THE EARLIEST CIVILIZATIONS
Throughout
history, no matter what the era, virtually all civilizations that have come to
power eventually decline and die. Historians have always been intrigued with
the question of why decline appears to be inevitable. The experience of the
earliest civilizations provides some answers to the question of why empires
fall.
If
you study the chart above carefully, you will notice that by the era from 1500
to 500 BCE, both Egypt and Western Asia were showing signs of conflict and
weakness. Ironically, the problems began at a time when both areas were
prosperous from trade. Their cities were cosmopolitan, arts and literature
flourished, and the civilizations were in frequent contact with one another. So
what happened?
An
important change occurs around 1200 BCE for all of the civilizations except for
China. Without exception the others experienced a major decline or destruction
during this Marker Era in world history. Examples include:
In
all cases, the very infrastructure of civilization collapsed, remarkably all
about the same time. Why? Or a better question may be why China was spared the
debacle. A common denominator is invasion, and one answer is that
Indo-Europeans from an area north of Mesopotamia migrated south into Western
Asia and the Indus Valley. This massive migration began in the mid-2nd
millennium BCE, and for more than a thousand years thereafter, they threatened
all of the early civilizations except for China. However, a more intriguing
idea is that the very thing that brought strength also destroyed them - trade
and contact with others. Interactions among the societies led to shared
prosperity - the more trade, the more money people made. Trade also brought
about cultural diffusion, which contributed to the diversity and sophistication
of the cities. However, weaknesses may be shared as easily as strengths. When
one weakened, the others felt the impact. Only China survived because it was
not as involved in the trade loop as the others were.
The
fall of empires around 1200 BCE is an excellent example of the role that
interactions among societies play in determining the course of world history.
As we will see as we go through time, interactions, both positive and negative,
have been a major force that shape broad, important changes over time.
NOMADS AND MIGRATIONS (3500 - 500 BCE)
During
the era of the earliest river valley civilizations, numerous nomadic groups
migrated to new areas, with many resulting repercussions. Many of the kingdoms
and empires themselves were founded by nomadic groups that took control and
settled into the area of the people that they conquered. Mesopotamia in
particular, largely because of its geography, was always subject to frequent
invasions from outsiders. As we saw earlier, nomads also played a large role in
the fall of empires around 1200 BCE. Other groups migrated westward to Europe,
setting the stage for later developments there.
Three
major migrations of the era from 3500 - 1100 BCE are:
THE CLASSICAL CIVILIZATIONS (1000 BCE - 600 CE)
The
period after the decline of river valley civilizations (about 1000 BCE - 600
CE) is often called the classical age. During this era world history was shaped
by the rise of several large civilizations that grew from areas where the
earlier civilizations thrived. The classical civilizations differ from any
previous ones in these ways:
1.
They kept better and more recent records, so historical information about them
is much more abundant. We know more about not just their wars and their
leaders, but also about how ordinary people lived.
2.
The classical societies provide many direct links to today's world, so that we
may refer to them as root civilizations, or ones that modern societies have
grown from.
3.
Classical civilizations were expansionist, deliberately conquering lands around
them to create large empires. As a result, they were much larger in land space
and population than the river civilizations were.
Three
areas where civilizations proved to be very durable were
COMMON FEATURES OF CLASSICAL CIVILIZATIONS
The
three areas of classical civilizations developed their own beliefs, lifestyles,
political institutions, and social structures. However, there were important
similarities among them:
CLASSICAL CIVILIZATIONS
|
Culture |
Political
Organization |
Social Structure |
Greece (about 800-300 BCE) |
Most enduring influences come
from Athens: Valued education, placed
emphasis on importance of human effort, human ability to shape future events Interest in political theory:
which form of government is best? Celebration of human
individual achievement and the ideal human form Philosophy and science
emphasized the use of logic Highly developed form of
sculpture, literature, math, written language, and record keeping Polytheism, with gods having
very human characteristics Cities relatively small Great seafaring skills,
centered around Aegean, but traveling around entire Mediterranean area |
No centralized government;
concept of polis, or a fortified site that formed the centers of many city
states Governing styles varied
(Sparta a military state, Athens eventually a democracy for adult males) Athens government first
dominated by tyrants, or strong rulers who gained power from military
prowess; later came to be ruled by an assembly of free men who made political
decisions. Both Athens and Sparta
developed strong military organizations and established colonies around the
Mediterranean. Sparta theoretically equal; wealth accumulation not allowed |
Slavery widely practiced Men separated from women in
military barracks until age 30; women had relative freedom; women in Sparta
encouraged to be physically fit so as to have healthy babies; generally
better treated and more equal to men than women in Athens Athens encouraged equality for
free males, but women and slaves had little freedom. Neither group allowed to
participate in polis affairs. Social status dependent on
land holdings and cultural sophistication |
Rome (about 500 BCE to 476
CE, although eastern half continued for another thousand years) |
Perfection of military
techniques: conquer but don't oppress; division of army into legions,
emphasizing organization and rewarding military talent Art, literature, philosophy,
science derivative from Greece Superb engineering and
architecture techniques; extensive road, sanitation systems; monumental
architecture -buildings, aqueducts, bridges Polytheism, derivative from
Greeks, but religion not particularly important to the average Roman;
Christianity developed during Empire period, but not dominant until very late Great city of Rome -
buildings, arenas, design copied in smaller cities |
Two eras: Republic - rule by
aristocrats, with some power shared with assemblies; Senate most powerful,
with two consuls chosen to rule, generally selected from the military Empire - non-hereditary
emperor; technically chosen by Senate, but generally chosen by predecessor Extensive colonization and
military conquest during both eras Development of an overarching
set of laws, restrictions that all had to obey; Roman law sets in place
principle of rule of law, not rule by whim of the political leader |
Basic division between
patricians (aristocrats) and plebeians (free farmers), although a middle
class of merchants grew during the empire; wealth based on land ownership;
gap between rich and poor grew with time Paterfamilias - male dominated
family structure Patron-client system with rich
supervising elaborate webs of people that owe favors to them Inequality increased during
the empire, with great dependence on slavery during the late empire; slaves
used in households, mines, large estates, all kinds of manual labor |
China (about 500 BCE to 600
CE) |
Confucianism developed during
late Zhou; by Han times, it dominated the political and social structure. Legalism and Daoism develop
during same era. Buddhism appears, but not
influential yet Threats from nomads from the
south and west spark the first construction of the Great Wall; clay soldiers,
lavish tomb for first emperor Shi Huangdi Chinese identity cemented
during Han era: the "Han" Chinese Han - a "golden age"
with prosperity from trade along the Silk Road; inventions include water
mills, paper, compasses, and pottery and silk-making; calendar with 365.5
days Capital of Xi'an
possibly the most sophisticated, diverse city in the world at the time; many
other large cities |
Zhou - emperor rules by
mandate of heaven, or belief that dynasties rise and fall according to the
will of heaven, or the ancestors. Emperor was the "son of heaven." Emperor housed in the
forbidden city, separate from all others Political authority controlled
by Confucian values, with emperor in full control but bound by duty Political power centralized
under Shi Huangdi - often seen as the first real
emperor Han - strong centralized government,
supported by the educated shi (scholar bureaucrats who obtained positions
through civil service exams) |
Family basic unit of society,
with loyalty and obedience stressed Wealth generally based on land
ownership; emergence of scholar gentry Growth of a large merchant
class, but merchants generally lower status than scholar-bureaucrats Big social divide between
rural and urban, with most wealth concentrated in cities Some slavery, but not as much
as in Rome Patriarchal society reinforced
by Confucian values that emphasized obedience of wife to husband |
India |
Aryan religious stories
written down into Vedas, and Hinduism became the dominant religion, although
Buddhism began in India during this era; Mauryans Buddhist, Guptas
Hindu Great epic literature such as
the Ramayana and Mahabarata Extensive trade routes within
subcontinent and with others; connections to Silk Road, and heart of Indian
Ocean trade; coined money for trade So-called Arabic numerals
developed in India, employing a 10-based system |
Lack of political unity -
geographic barriers and diversity of people; tended to fragment into small
kingdoms; political authority less
important than caste membership and group allegiances Mauryan and Gupta Empires formed based on
military conquest; Mauryan Emperor Ashoka seen as greatest; converted to Buddhism, kept the
religion alive "theater state"
techniques used during Gupta - grand palace and court to impress all
visitors, conceal political weakness |
Complex social hierarchy based
on caste membership (birth groups called jati);
occupations strictly dictated by caste Earlier part of time period -
women had property rights Decline in the status of women
during Gupta, corresponding to increased emphasis on acquisition and
inheritance of property; ritual of sati for wealthy women ( widow cremates
herself in her husband's funeral pyre) |
GLOBAL TRADE AND CONTACT
During
the classical era the major civilizations were not entirely isolated from one
another. Migrations continued, and trade increased, diffusing technologies,
ideas, and goods from civilization centers to more parts of the world. However,
the process was slow. Chinese inventions such as paper had not yet reached
societies outside East Asia by the end of the classical era. The Western
Hemisphere was not yet in contact with the Eastern Hemisphere. Nevertheless, a
great deal of cultural diffusion did take place, and larger areas of the world
were in contact with one another than in previous eras.
One
very important example of cultural diffusion was Hellenization,
or the deliberate spread of Greek culture. The most important agent for this
important change was Alexander the Great, who conquered Egypt, the Middle East,
and the large empire of Persia that spread eastward all the way to the Indus
River Valley. Alexander was Macedonian, but he controlled Greece and was a big
fan of Greek culture. His conquests meant that Greek architecture, philosophy,
science, sculpture, and values diffused to large areas of the world and greatly
increased the importance of Classical Greece as a root culture.
Trade
routes that linked the classical civilizations include:
TRADE DURING THE CLASSICAL ERA (1000 BCE to 600 CE)
Route |
Description |
What traded? |
Who participated? |
Cultural diffusion |
Silk Road |
Overland from western China to
the Mediterranean Trade made possible by development of a camel hybrid
capable o f long dry trips |
From west to east - horses,
alfalfa, grapes, melons, walnuts From east to west - silk,
peaches, apricots, spices, pottery, paper |
Chinese, Indians, Parthians, central Asians, Romans Primary agents of trade -
central Asian nomads |
Chariot warfare, the stirrup,
music, diversity of populations, Buddhism and Christianity, wealth and
prosperity (particularly important for central Asian nomads) |
Indian Ocean Trade |
By water from Canton in China
to Southeast Asia to India to eastern Africa and the Middle East;
monsoon-controlled |
Pigments, pearls, spices,
bananas and other tropical fruits |
Chinese, Indians, Malays,
Persians, Arabs, people on Africa's east coast |
Lateen sail (flattened
triangular shape) permitted sailing far from coast Created a trading class with
mixture of cultures, ties to homeland broken |
Saharan Trade |
Points in western Africa south
of the Sahara to the Mediterranean; Cairo most important destination Camel caravans |
Salt from Sahara to points
south and west Gold from western Africa Wheat and olives from Italy Roman manufactured goods to
western Africa |
Western Africans, people of
the Mediterranean Berbers most important agents
of trade |
Technology of the camel saddle
- important because it allowed domestication and use of the camel for trade |
Sub-Saharan Trade |
Connected Africans south and
east of the Sahara to one another; connected in the east to other trade
routes |
Agricultural products, iron
weapons |
Diverse peoples in sub-Saharan
Africa |
Bantu language, "Africanity" |
THE LATE CLASSICAL ERA: THE FALL OF EMPIRES (200
TO 600 CE)
Recall
that all of the river-valley civilization areas experienced significant decline
and/or conquest in the time period around 1200 BCE. A similar thing happened to
the classical civilizations between about 200 and 600 CE, and because the
empires were larger and more connected, their fall had an even more significant
impact on the course of world history. Han China was the first to fall (around
220 CE), then the Western Roman Empire (476 CE), and finally the Gupta in 550
CE.
SIMILARITIES
Several
common factors caused all three empires to fall:
DIFFERENCES
Even
though the empires shared common reasons for their declines, some significant
differences also may be seen.
COMMON
CONSEQUENCES
The
fall of the three empires had some important consequences that represent major
turning points in world history:
BELIEF SYSTEMS
Belief
systems include both religions and philosophies that help to explain basic
questions of human existence, such as "Where did we come from?" Or
"What happens after death?" or "What is the nature of human
relationships or interactions?" Many major beliefs systems that influence
the modern world began during the Foundations Era (8000 BCE to 600 CE).
POLYTHEISM
The
earliest form of religion was probably polydaemonism
(the belief in many spirits), but somewhere in the Neolithic era people began
to put these spirits together to form gods. In polytheism, each god typically
has responsibility for one area of life, like war, the sea, or death. In early
agricultural societies, quite logically most of the gods had responsibility for
the raising of crops and domesticated animals. The most prominent god in many
early societies was the Sun God, who took many forms and went by many names.
Other gods supervised rain, wind, the moon, or stars. Many societies worshipped
gods of fertility, as reflected in statues of pregnant goddesses, or women with
exaggerated female features. Young male gods often had features or bulls,
goats, or jaguars that represented power, energy, and/or virility. Perceptions
of the gods varied from one civilization to the next, with some seeing them as
fierce and full of retribution, and others seeing them as more tolerant of
human foibles.
Religion
was extremely important to the river-valley civilizations, and most areas of
life revolved around pleasing the gods. Monotheism was first introduced about
2000 BCE by Israelites, but monotheism did not grow substantially till much
later. Each of the classical civilizations had very different belief systems
that partially account for the very different directions that the three areas
took in succeeding eras. Rome and Greece were polytheistic, but Christianity
had a firm footing by the time the western empire fell. Hinduism dominated
Indian society from very early times, although Buddhism also took root in
India. From China's early days, ancestors were revered, a belief reinforced by
the philosophy of Confucianism. Other belief systems, such as Daoism, Legalism,
and Buddhism, also flourished in China by 600 CE.
HINDUISM
The
beginnings of Hinduism are difficult to trace, but the religion originated with
the polytheism that the Aryans brought as they began invading the Indian
subcontinent sometime after 2000 BCE. Aryan priest recited hymns that told
stories and taught values and were eventually written down in The Vedas, the
sacred texts of Hinduism. One famous story is The Ramayana that tells about the
life and love of Prince Rama and his wife Sita. Another epic story is The Mahabharata, which focuses
on a war between cousins. Its most famous part is called The Baghavad Gita, which tells how
one cousin, Arjuna, overcomes his hesitations to
fight his own kin. The stories embody important Hindu values that still guide
modern day India.
Hinduism
assumes the eternal existence of a universal spirit that guides all life on
earth. A piece of the spirit called the atman is trapped inside humans and
other living creatures. The most important desire of the atman is to be
reunited with the universal spirit, and every aspect of an individual's life is
governed by it. When someone dies, their atman may be reunited, but most
usually is reborn in a new body. A person's caste membership is a clear
indication of how close he or she is to the desired reunion. Some basic tenets
of Hinduism are
The
universal spirit is represented by Brahman, a god that takes many different
shapes. Two of Brahman's forms are Vishnu the Creator, and Shiva the Destroyer.
Hinduism is very difficult to categorize as either polytheistic or monotheistic
because of the central belief in the universal spirit. Do each of Brahman's
forms represent a different god, or are they all the same? Brahman's forms
almost certainly represent different Aryan gods from the religion's early days,
but Hinduism eventually unites them all in the belief in Brahman.
BUDDHISM
Buddhism
began in India in the Ganges River are during the 6th century BCE. Its founder
was Siddhartha Guatama, who later became known as the
Buddha, or the "Enlightened One." Siddhartha was the son of a wealthy
Hindu prince who grew up with many advantages in life. However, as a young man
he did not find answers to the meaning of life in Hinduism, so he left home to
become an ascetic, or wandering holy man. His Enlightenment came while sitting
under a tree in a Deerfield, and the revelations of that day form the basic
tenets of Buddhism:
Note
that Hinduism supported the continuation of the caste system in India, since
castes were an outer reflection of inner purity. For example, placement in a
lower caste happened because a person did not fulfill his/her dharma in a
previous life. Higher status was a "reward" for good behavior in the
past. Although Buddhism, like Hinduism, emphasizes the soul's yearning for
understandings on a higher plane, it generally supported the notion that anyone
of any social position could follow the Eightfold Path successfully. Buddhists
believed that changes in thought processes and life styles brought
enlightenment, not the powers of one's caste. Although the Buddha actively
spread the new beliefs during his long lifetime, the new religion faced
oppression after his death from Hindus who saw it as a threat to the basic
social and religious structure that held India together. Buddhism probably
survived only because the Mauryan emperor Ashoka converted to it and promoted its practice. However,
in the long run, Buddhism did much better in areas where it spread through
cultural diffusion, such as Southeast Asia, China, and Japan.
CONFUCIANISM
Three
important belief systems (Confucianism, Daoism, and Legalism) emerged in China
during the Warring States Period (403-221 BCE) between the Zhou and Han
Dynasties. Although the period was politically chaotic, it hosted a cultural
flowering that left a permanent mark on Chinese history.
Confucius
contemplated why China had fallen into chaos, and concluded that the Mandate of
Heaven had been lost because of poor behavior of not only the Chinese emperor,
but all his subjects as well. His plan for reestablishing Chinese society
profoundly affected the course of Chinese history and eventually spread to many
other areas of Asia as well. He emphasized the importance of harmony, order,
and obedience and believed that if five basic relationships were sound, all of
society would be, too:
Confucianism
accepted and endorsed inequality as an important part of an ordered society. It
confirmed the power of the emperor, but held him responsible for his people,
and it reinforced the patriarchal family structure that was already in place in
China. Because Confucianism focused on social order and political organization,
it is generally seen as a philosophy rather than a religion. Religions are more
likely to emphasize spiritual topics, not society and politics.
DAOISM
The
founder of Daoism is believed to have been Laozi, a
spiritualist who probably lived in the 4th century BCE. The religion centers on
the Dao (sometimes referred to as the "Way" or "Path"), the
original force of the cosmos that is an eternal and unchanging principle that
governs all the workings of the world. The Dao is passive - not active, good
nor bad - but it just is. It cannot be changed, so humans must learn to live
with it. According to Daoism, human strivings have brought the world to chaos
because they resist the Dao. A chief characteristic is wuwei,
or a disengagement from the affairs of the world, including government. The
less government, the better. Live simply, in harmony with nature. Daoism
encourages introspection, development of inner contentment, and no ambition to
change the Dao.
Both
Confucianism and Daoism encourage self knowledge and acceptance of the ways
things are. However, Confucianism is activist and extroverted, and Daoism is
reflective and introspective. The same individual may believe in the importance
of both belief systems, unlike many people in western societies who think that
a person may only adhere to one belief system or another.
LEGALISM
The
third belief system that arose from the Warring States Period is legalism, and
it stands in stark contrast to the other beliefs. It had no concern with
ethics, morality, or propriety, and cared nothing about human nature, or
governing principles of the world. Instead it emphasized the importance of rule
of law, or the imperative for laws to govern, not men. According to legalism,
laws should be administered objectively, and punishments for offenders should
be harsh and swift. Legalism was the philosophy of Shi Huangdi,
the first emperor, whose Qin Dynasty rescued China
from chaos. However, when he died, the Han emperors that followed deserted
legalism and established Confucianism as the dominant philosophy.
JUDAISM
As
noted earlier, Judaism was the first clearly monotheistic religion. At the
heart of the religion was a belief in a Covenant, or agreement, between God and
the Jewish people, that God would provide for them as long as they obeyed him.
The Ten Commandments set down rules for relationships among human beings, as
well as human relationships to God. Because they were specially chosen by God,
Jews came to see themselves as separate from others and did not seek to convert
others to the religion. As a result, Judaism has remained a relatively small
religion. However, its influence on other larger religions, including
Zoroastrianism, Christianity, and Islam is vast, and so it remains as a very
significant "root religion."
Zoroastrianism
is an early monotheistic religion that almost certainly influenced and was
influenced by Judaism, and it is very difficult to know which one may have
emerged first. Both religions thrived in the Middle East, and adherents of both
apparently had contact with one another. Zoroastrianism was the major religion
of Persia, a great land-based empire that was long at war with Ancient Greece
and eventually conquered by Alexander the Great. The religion's founder was
Zoroaster or Zarathushtra, who saw the world immersed
in a great struggle between good and evil, a concept that certainly influenced
other monotheistic religions.
CHRISTIANITY
Christianity
grew directly out of Judaism, with its founder Jesus of Nazareth born and
raised as a Jew in the area just east of the Mediterranean Sea. During his
lifetime, the area was controlled by Rome as a province in the empire.
Christianity originated partly from a long-standing Jewish belief in the coming
of a Messiah, or a leader who would restore the Jewish kingdom to its former
glory days. Jesus' followers saw him as the Messiah who would cleanse the
Jewish religion of its rigid and haughty priests and assure life after death to
all that followed Christian precepts. In this way, its appeal to ordinary
people may be compared to that of Buddhism, as it struggled to emerge from the
Hindu caste system. Christianity's broad appeal of the masses, as well as
deliberate conversion efforts by its early apostles, meant that the religion
grew steadily and eventually became the religion with the most followers in the
modern world.
Jesus
was a prophet and teacher whose followers came to believe that he was the son
of God. He advocated a moral code based on love, charity, and humility. His
disciples predicted a final judgment day when God would reward the righteous
with immortality and condemn sinners to eternal hell. Jesus was arrested and
executed by Roman officials because he aroused suspicions among Jewish leaders,
and he was seen by many as a dangerous rebel rouser. After his death, his
apostles spread the faith. Especially important was Paul, a Jew who was
familiar with Greco-Roman culture. He explained Christian principles in ways
that Greeks and Romans understood, and he established churches all over the eastern
end of the Mediterranean, and even as far away as Rome.
Christianity
grew steadily in the Roman Empire, but not without clashes with Roman
authorities. Eventually in the 4th century CE, the Emperor Constantine was
converted to Christianity and established a new capital in the eastern city of
Byzantium, which he renamed Constantinople. As a result, the religion grew west
and north from Rome, and also east from Constantinople, greatly extending its
reach.
By
the end of the classical era, these major belief systems had expanded to many
areas of the world, and with the fall of empires in the late classical era,
came to be major forces in shaping world history. One major religion - Islam -
remained to be established in the 7th century as part of the next great period
that extended from 600 to 1450 CE.