UNIT III: 1450 - 1750 C.E.
In the previous era (600-1450
C.E.), sometimes called the post-classical period, we explored the rise of new
civilizations in both hemispheres, the spread of major religions that created
cultural areas for analysis, and an expansion of long-distance trade to include
European and African kingdoms. However, no sustained contact occurred between
the eastern and western hemisphere. During the time period between 1450 and
1750 C.E., the two hemispheres were linked and for the first time in world
history, long-distance trade became truly worldwide.
QUESTIONS OF
PERIODIZATION
This era includes only 300
years, but some profound and long-lasting changes occurred. Characteristics of
the time between 1450 and 1750 include:
1) The globe was encompassed - For the first time, the western
hemisphere came into continued contact with the eastern hemisphere.
Technological innovations, strengthened political organization, and economic
prosperity all contributed to this change that completely altered world trade
patterns.
2) Sea-based trade rose in
proportion to land-based trade - Technological advancements and willingness
of political leaders to invest in it meant that sea-based trade became much
more important. As a result, old land-based empires lost relative power to the
new sea-based powers.
3) European kingdoms emerged
that gained world power - The relative power and prosperity of Europe increased dramatically during this time
in comparison to empires in the longer-established civilization areas. However,
Europe did not entirely eclipse powerful
empires in Southwest
Asia, Africa, and East Asia.
4) The relative power of
nomadic groups declined - Nomads continued to play an important role in
trade and cultural diffusion, and they continued to threaten the borders of the
large land-based empires. However, their power dwindled as travel and trade by
water became more important.
5) Labor systems were
transformed - The acquisition of colonies in North and South America led to major changes in labor systems.
After many Amerindians died from disease transmitted by contact with Europeans,
a vigorous slave trade from Africa began and continued throughout most of
the era. Slave labor became very important all over the Americas. Other labor systems, such as the mita and encomienda in South America, were adapted from previous native
traditions by the Spanish and Portuguese.
6) "Gunpowder
Empires" emerged in the Middle East and Asia - Empires in older civilization areas gained new strength
from new technologies in weaponry. Basing their new power on
"gunpowder," they still suffered from the old issues that had plagued
land-based empires for centuries: defense of borders, communication within the
empire, and maintenance of an army adequate to defend the large territory. By
the end of the era, many were less powerful than the new sea-based kingdoms of Europe.
MAJOR
DEVELOPMENTS - 1450-1750 C.E.
We will investigate the broad,
important characteristics of this time period outlined above by studying these
major topics:
- Changes in Trade,
Technology, and Global Interactions - The Atlantic Ocean
trade eventually led to the crossing of the Pacific Ocean.
New maritime technologies made these interactions possible, and global
trade patterns changed dramatically.
- Major Maritime and
Gunpowder Empires - Major maritime powers include Portugal, Spain,
France, and England, and major Gunpowder Empires were the Ottoman, Ming
and Qing China, the Mughal,
Russia, Tokugawa, Songhay (Songhai),
and Benin.
- Slave systems and slave
trade - This was the big era for slave systems and slave trade, with
the new European colonies in the Americas
relying on slavery very heavily. The slave trade was an important link in
the Atlantic Ocean trade.
- Demographic and
environmental changes - The new trade patterns greatly altered
habitats for plants and animals and resulted in changes in human diet and
activities as well. Major migrations across the Atlantic Ocean
also altered demographic patterns profoundly.
- Cultural and intellectual
development - This era also was shaped by the European Renaissance,
Protestant Reformation, and Enlightenment. Neo-Confucianism grew in
influence in China,
and new art forms developed in the Mughal Empire
in India.
CHANGES IN TRADE, TECHNOLOGY, AND GLOBAL
INTERACTIONS
The
14th century brought demographic collapse to much of the eastern hemisphere
with the spread of the bubonic plague. During the 15th century, as areas began
to recover and rebuild their societies, they also sought to revive the network
of long-distance trade that had been so devastated by the disease. The two
areas that worked most actively to rebuild trade were China and Europe.
MING CHINA AND THE OUTSIDE WORLD
When
the Ming drove the Mongols out, they were intent on restoring the glory of Han
China, and they turned first to restoring China's internal trade and political
administration. Even though the Ming emperors were wary of foreigners, they
allowed foreign merchants to trade in Quanzhou and Guangzhou, ports that were closely supervised by
the government. China had too long prospered from trade to give it up
completely, and foreigners eagerly sought silk, porcelain and manufactured
goods, in exchange for spices, cotton fabrics, gems, and pearls.
In
order to restore Chinese hegemony in Asia,
Emperor Yongle sponsored seven naval expeditions
commanded by Admiral Zheng He, whose voyages took
place between 1405 and 1433. He was a Muslim from southwestern China who rose through the administrative
ranks to become a trusted advisor of the emperor. For each journey he launched
a fleet of vessels like the world had never seen before. The Chinese junks were
huge with nine masts, by far the largest ships ever launched up until that
point in history. They were far larger than the ships that Christopher Columbus
was to sail only a few decades later. Altogether the ships traveled the Chinese
seas to Southeast
Asia, and on
across the Indian
Ocean to India, the Middle East, and Africa. Throughout his travels he dispensed
lavish gifts, and he also dealt harshly with pirates and political leaders that
tried to defy Chinese might. He returned to China with presents from his hosts and stories
that awed the Chinese, especially Emperor Yongle. Zheng He's most famous gifts were destined for the imperial
zoo - zebras and giraffes from Africa that drew crowds of amazed people who
had never seen such animals before.
The
main purposes of the voyage were twofold: to convince other civilizations that China had indeed regained their power and to
reinstitute tribute from people that no longer gave it. The latter did not
bring any income to China, mainly because the cost of the voyages
and gifts was more than any revenue they stimulated.
Zheng He's voyages were halted in the 1430s
when Emperor Yongle died. Confucian bureaucrats, who
had little desire to increase China's interactions with other civilizations,
gained control of the court and the new emperor, and refused to continue to
finance the voyages. According to the new court, the money was needed to better
protect the empire from its age-old problem: nomadic invasions from the west.
The voyages and the Ming reaction to them provide good evidence for the pattern
that was setting in: the impulse to trade and contact others v. the tendency to
turn inward for fear of the negative effects on the Han Chinese.
EUROPEAN EXPLORATIONS
Across
the globe, as the mid-15th century approached, kingdoms in another area were
ready to venture to the open seas with motivations very different from those of
the Chinese:
- Profit from commercial
operations - Geographically, Europe was on the
outskirts of the established trade routes. The impractical nature of
overland travel for Europeans was confirmed by the fact that the first
European trade cities - Venice
and Genoa - made their
fortunes by sea travel. And so the Europeans set out to make their
fortunes via water transportation.
- Spread of Christianity - True
to its roots, Christianity had remained over the centuries a missionary
religion. The Catholic Church took this responsibility seriously, and as a
result, Europe was overwhelmingly Catholic by 1450.
Once they began traveling to other lands, they aggressively promoted the
spread of the Christian faith, so that their missionary motives were often
as strong as their desire for profits.
PORTUGUESE
EXPLORATION
Portugal was the first European kingdom to
explore other lands seriously. One reason was its geographic local on the Atlantic Ocean, with a long seacoast with good harbors.
Another took the form of an often underrated historical figure, Prince Henry
the Navigator. He wanted to increase Portugal's maritime influence and profits, and he
also wanted to spread Christianity. From Portugal his ships ventured to the Strait of Gibraltar, where they seized the Muslim city of Ceuta, allowing Christian ships to travel
safely between the Atlantic and the Mediterranean. Next Portuguese marines explored nearby
islands, and eventually made their way down the coast of Western Africa.
Henry's
influence was so great mainly because he started a school for navigators that
trained some of the most famous and skilled mariners of the day. Two of his
students solved an ancient mystery: Where is the southern tip of Africa? In 1488 Bartolomeu
Dias had sailed around the Cape
of Good Hope
and returned to Portugal with the news. A few years later Vasco da Gama rounded the Cape, found the southern Swahili cities, and
hired a Muslim guide that helped him to sail all the way to India. These voyages - though the ships
traveled no further than those of Zheng He - were the
beginnings of sustained European sea travel that eventually led to Europe's rise to power.
For
most of the 16th century, the Portuguese dominated the Indian Ocean trade. How did they capture this old sea
route that had been shared by Arabs, Persians, Indians, and Southeast Asians?
The most important single answer is technological: they had superior weapons.
Their ships were armed with cannons that they used so skillfully that their
relatively small ships could overpower almost any other type of vessel. The
Portuguese were intent on converting all that they met to Christianity,
although they often did more harm than good, infuriating the natives by burning
down mosques and/or forcing conversions.
EARLY
SPANISH EXPEDITIONS
Since
the Portuguese dominated the Indian
Ocean trade,
other European kingdoms looked for other routes to the east, where they sought
to capture some of the trade that so filled Portuguese pockets. Spain was one of the first to seek an
alternate route when Queen Isabella and King Ferdinand sponsored the voyages of
Italian sailor Christopher Columbus. Using maps devised by the Greek geographer
Ptolemy, Columbus believed that the voyage west was
possibly shorter than the Portuguese route from Europe around the tip of Africa and east. Ptolemy's maps were wrong,
since they assumed that the circumference of the early was only 16,000 miles
(as opposed to the actual 25,000), and Columbus of course landed in the Americas, "discovering" the new
hemisphere for Europeans. He returned to Spain without the trade goods that he expected
to find from the east, but he convinced the Spanish monarchs that he had landed
in the islands off the Asian coast. On his subsequent voyages he explored more
areas, but he never reached the mainland, nor did he ever publicly acknowledge
that he had failed in his mission &endash;
finding a new route to Asia.
THE
CONQUEST OF THE AMERICAS
What
Diaz, da Gama, Columbus,
and other early European explorers did do was unwittingly start an entirely new
era of world trade and cross-cultural exchange. Europeans conquered and claimed
the territories and greatly increased their prosperity and power, and
Christianity spread to a whole new hemisphere. Portugal and Spain even presumed to divide the world in two
by seeking the Pope's blessing on the Treaty of Tordesillas,
which drew a line through north and south through the Atlantic, giving Portugal the lands east and Spain the lands west. Portugal actually lost in the long run because
the lands that they "received" were already claimed by empires that
did not recognize the Portuguese claims.
During
the 16th century the Portuguese slowly faded as a power while Spain claimed and kept more and more land in
the western hemisphere. In 1519 a Spanish expedition led by Hernan
Cortes marched to the Aztec capital of Tenochtitlan and defeated the great empire with only
a few hundred soldiers. How? Two weapons helped a great deal - guns and
disease. Gunpowder technology revolutionized the world during the 1450-1750 era, and the Amerindian Empires were among its first
victims. Disease also made a big difference. Shortly after the Spanish arrived
in Tenochtitlan, a smallpox epidemic broke out in the
city that killed or incapacitated the Aztec army. A few years later Francisco
Pizarro attacked and defeated the Inca. With the fall of those two empires the
Spanish gained virtual control of Mesoamerica and South
America, with
the exception of Brazil, which fell on the Portuguese side of
the line set by the Treaty of Tordesillas.
THE WORLD ENCOMPASSED
One
event symbolizes, if not encapsulates, the accomplishments of the Europeans:
the voyage of Ferdinand Magellan between 1519 and 1522. Magellan found the
southern tip of South
America and
sailed west across the Pacific. He eventually made it to the islands off the
coast of Asia, sailed through the Indian Ocean, around the tip of Africa, and home to Spain. Ironically, Magellan didn't make the
entire voyage because he was killed in the Philippines, and only one of his ships actually made
it all the way home. What they proved did not provide any particular financial
gain. Instead, Magellan discovered just how wide the Pacific Ocean is and how impractical Columbus' earlier hunch really was. However, his
voyage was the first to go around the world, and it symbolized the first union
of the hemispheres and the resulting worldwide contacts that have characterized
world history since 1522.
THE FRENCH AND ENGLISH IN NORTH AMERICA
The
French and English did not arrive in the Americas until the 17th century, but when they
did, they claimed much of North
America in
areas that the Spanish did not go. The French explored and settled the St.
Lawrence River area through Canada, as well as the Mississippi River valley
south all the way to its mouth in the Gulf of Mexico. The English settled along
the eastern seacoast in North
America.
Although the three great powers were destined to eventually clash over land
claims, most conflicts did not occur until the 18th century. Virtually all
explorers sought sea routes to Asia that they hoped would be shorter than
the circuit that Magellan took. The English differed from most others in that
they allowed great trading companies to control their colonization. These
companies encouraged people to settle in the New World, so that the English colonies became
quite heavily populated by the end of the 17th century.
THE GREAT CIRCUIT AND THE COLUMBIAN EXCHANGE
The
trade routes that appeared during this era in the Atlantic Ocean were collectively known as the Great
Circuit. The routes connected four continents: North America, South America, Europe, and Africa, and they linked directly to the old
water trade routes established in previous eras. The Atlantic routes were
generally circular and complex, with most ships making several stops along the
way on at least two of the continents, but sometimes more. These huge circuits
represent the most significant change in long-distance trade since its earliest
days.
The
cross-cultural exchange that developed along the Great Circuit is known as the
Columbian Exchange, giving credit to the man that unwittingly started the whole
thing. The Columbian Exchange included a huge number of products that changed
diets and work habits around the world. Generally, the goods traded according
to this pattern:
- Europe
to the Americas
- horses, cows, pigs, wheat, barley, sugar cane, melons, grapes
- Africa
(includes Asian products) to the Americas
- bananas, coconut palms, coffee, sugar cane, goats, chickens
- The Americas to Europe and
Africa - corn, potatoes, tomatoes, sweet potatoes, pumpkins, squash,
beans, pineapples, peppers, tobacco, chocolate
As
a result of the new trade routes, the variety in many people's diet increased
and resulted in better nutrition and health. Disease also was transferred with
the most devastating effects on the Amerindian populations. They had no
immunities to diseases that people of the eastern hemisphere had built up
resistance to, such as measles, diphtheria, typhus, influenza, malaria, and
yellow fever. Estimates vary, but all historians agree that the devastation
cannot be overstated. Generally only one major disease that originated in the Americas traveled the other direction &endash; syphilis.
TECHNOLOGY AND THE MARITIME REVOLUTION
The
new trade patterns could never have been established without some very
important technological inventions, most of which they adapted from other
cultures:
- Guns and gunpowder - Although
the Chinese invented explosives, Europeans adapted them for guns. European
metalwork advanced to the point that smiths were able to forge the first
guns and cannons. Their accuracy was limited, but their power as weapons
was awesome by the standards of the time. Guns and gunpowder allowed
European explorers to intimidate and defeat virtually any foe.
- New ship technology - The
European ships were not nearly as large as the Chinese junks, but their
deep drafts and round hulls made them well suited for travel on the
Atlantic Ocean.
- The compass - This technology
was copied from the Arabs, who had earlier learned it from the Chinese.
The compass pointed north, an important indication for ships traveling
east to west.
- The astrolabe - An invention
of the Arabs, the astrolabe allowed a sea captain to tell how far north or
south his ship was from the equator.
- Cartography - European
explorers recorded the new territories on maps, and the art of accurate
mapmaking progressed significantly. One new map style created was the Mercator Projection that
distorted land size seriously in extreme northern and southern areas.
However, the projection was relatively accurate for the middle ranges, and
those were the routes that navigators were following.
MAJOR EMPIRES: 1450-1750
Political
developments during this era saw the greatest changes in European governments, and by extension the government structures that
they set up in the New
World. New Gunpowder
Empires emerged in other parts of the world, and in most cases, their rulers
ruled absolutely, as did most of the rulers in Europe.
THE
POLITICAL AND SOCIAL TRANSFORMATION OF EUROPE
In
1450, the kingdoms in Europe were governed by rulers with only a
tentative grasp of political power. They were fragmented and the political
structures were still held together by feudal ties. Instead of uniting
Europeans, their growing control of the new Atlantic system deepened the
divisions among them. During the 16th century, the growing wealth of Spain tilted power toward the Habsburg family
that ruled many lands in Europe, including Spain. By the end of the century, England and France were on the rise, and the rivalries
among the countries were intense.
CENTRALIZATION
OF GOVERNMENT
During
this era between 1450 and 1750 some of the old feudal kings amassed enough
power to allow their kingdoms to sponsor the expensive sea voyages necessary
for colonization in the New
World. Three
powerful countries that emerged were Spain, England, and France. In all three cases these monarchs
curbed the power of the nobility and built strong centralized regimes.
The
new monarchs came up with new means of financing their ambitions, such as
imposing new taxes, fines, and fees, and amassing large armies too powerful for
individual nobles to match. The English king Henry VIII received a big windfall
by confiscating the wealth of Catholic monasteries when he officially separated
the English church from Rome. English kings also contained the power of the nobility by
subjecting them to royal justice through the developing judicial system.
Spanish
Imperial Attempts
Spain's newfound wealth in the 16th and 17th
century was based largely on trade, and the vital link that their American
colonies played in world circuits. A good example is provided by the famous
Manila Galleons that for 250 years traveled back and forth across the Pacific Ocean between Manila in the Philippines and Acapulco on the west coast of Mexico. The galleons were vast and well armed,
and they took Asian Luxury goods to Mexico, and returned with their hulls full of
gold and silver. Most of the precious metals made their way into China, an inducement that convinced the Ming
emperors to keep trade with outsiders alive. Meanwhile, some of the Asian silks
and porcelain stayed in Mexico for use by the Spanish viceroys and
other elites, but most of the goods went overland by Mexico to ships that carried them to Spain and other European markets. The Spanish
rulers almost turned this wealth into domination of Europe, but not quite.
The
Habsburgs were a family that not only ruled Spain but large parts of the Holy Roman Empire, that covered most of central Europe, as well as territory that is now the Netherlands and Belgium. Charles V, grandson of Ferdinand and
Isabella for a time ruled it all. However, he was unable to coordinate the
fragmented territories, with their various kings, princes, dukes, and bishops
that still thought in feudalistic terms. Moreover, Charles had to defend his eastern
territories from the growing Ottoman
Empire. Under
the Ottoman's great ruler, Suleiman the Magnificent, the Muslim army advanced
all the way to the eastern European city of Vienna. There, in the fateful Siege of Vienna
in 1529 Charles defeated the Ottomans and so protected Europe from further invasions. However, the
Ottoman threat continued for years, they exacted a heavy toll on Charles'
empires. So overstretched did he feel that he abdicated his throne and divided
his lands between his brother Ferdinand, who received the Holy Roman Empire,
and his son, Philip II, who became king of Spain.
Philip
proved to be an able successor to his father, but he had many of the same
problems. This time the Ottoman threat came from the Mediterranean, and even though Philip defeated them at
the Battle of Lepanto, the Ottomans still dominated
many of the lands that bordered the sea. Perhaps his most famous defeat was at
the hands of Elizabeth I of England, where his supposedly invincible Spanish
Armada was demolished by the small but quick English "seadogs."
However, despite these setbacks, the Spanish still held great wealth and power
at the end of the 16th century, and were envied by the other European
countries, especially England, France, and the Netherlands.
Absolutism
v. Constitutionalism
Most
of the newly powerful European states, including Spain and France, developed into absolute monarchies, or
governments in which the king held all power. Absolutism was reinforced by the
belief in divine right, or the god-given authority to rule. According to divine
right theory, kings were not gods but served as "God's lieutenants upon
earth." In these countries, no one else had the right to share
policymaking powers with the king, not even the nobility.
In
France absolutism was shaped by Cardinal
Richelieu, the chief minister to King Louis XIII in the early 17th century. He
undermined the power of the nobility by burning their castles and crushing
attempts to conspire against the king. He also built a large bureaucracy capable
of collecting taxes efficiently and serving as the "eyes and ears" of
the king. The most famous of the absolute French rulers was Louis XIV, who
ruled for 72 years, finally dying in 1715. He designated himself the "Sun
King," the magnetic center of all around him, and his often repeated,
"L'etat c'est moi" (I am the state) expresses his unshakable belief
in his absolute authority. He contained the nobles by inviting them to his
huge, ornate palace at Versailles, where they were welcome to stay as long
as they liked. Many stayed for long periods of time, enjoying the sumptuous
life of unending banquets, hunting, dancing, and gossip circuits. Meanwhile,
the nobles were away from their castles, unable to start any rebellions, and
completely under the thumb of their clever king.
Other
countries followed the French model, although generally less successfully.
Rulers in Austria, Prussia, and Russia built huge palaces and sought to
increase central control. Both Prussia and Russia had developed into formidable powers by
1750.
Elsewhere,
in England and the Netherlands, a different government model was
developing. Neither had a written constitution, but they both allowed
limitations to be placed on the ruler's power. In England the nobility demanded and received the right
to counsel with the king before he imposed new taxes, starting with William the
Conqueror in the 11th century. The limitations were famously encapsulated in
the Magna Carta of 1215, a document that listed the
rights of nobility. From this right to counsel developed a
"parliament" (literally a place to talk things over) that came to
blows with King Charles I in the 1640s in the English Civil War. Parliament won
this war, and even though the institution of the monarchy was eventually
retained, it marks the turning point of power toward a limited,
or "constitutional" government. In both England and the Netherlands, wealthy merchants were allowed to
participate in government, partly because their continuing prosperity was vital
to the states.
Whether
they developed into absolute or constitutional monarchies, centralization of
government in Europe was a vital step in building state power
from the medieval feudalism. Without it, colonization, and eventually the
building of vast, worldwide empires, would have been impossible.
CHANGES
IN SOCIAL AND GENDER STRUCTURES
With
the growth of trade, European towns grew, and by 1700 Europe had large cities. Paris and London both had over 500,000 people, Amsterdam had about 200,000, and twenty other
cities had populations over 60,000. Life in these cities was vastly different
than before, and their existence affected people who lived elsewhere, in
villages and towns. Some of the changes are:
- The rise of the bourgeoisie -
Whereas the social structure in medieval Europe was
split into two classes (nobility and serfs), increasing trade and business
created a new class that the French called the bourgeoisie, meaning
"town dwellers." Over time the bourgeoisie came to have more
wealth than the nobles, since they often formed mutually beneficial
alliances with monarchs anxious to increase state revenues.
- Growth in the gap between the
rich and the poor - By the late 16th century, the rising wealth of the
bourgeoisie created a growing gap between the rich and the poor. The poor
were not only the rural peasants, but they also lived in cities as
craftsmen, peddlers, and beggars.
- Changes in marriage
arrangements - Most marriages in the rest of the world were still arranged
by families, but the custom of young men and women choosing their own
spouses started in early modern Europe. This change
was partly due to separations between generations that occurred when
younger people moved to towns, but also to the growing trend toward later
marriages. Craftworkers and the poor had to
delay marriages while they served as apprentices or built their dowries,
and bourgeois men delayed marriage in order to finish their educations.
The need for education was growing because of the demands for business
success. For example, participation in long-distance trade often meant
learning new languages and/or acquiring legal expertise. Since people were
older when they married, they tended to be more independent from their
parents.
COLONIAL
MODELS
The
governments that European nations set up in their colonies in the New World reflected their own governments back
home. Both Spain and Portugal, who followed the
absolutist model, set up expensive, controlling bureaucracies that they tried
to rule directly.
Both also had as major goals the conversion of natives to the Catholic Church.
In contrast, the English principle of the limited monarchy allowed some
independence for colonial governments. The English also had less interest in
converting natives to Christianity than they did in building prosperous,
money-generating colonies. The French were unable to establish few colonial
governments with wide control, partly because they found wealth in trading
furs. Animal trapping required that men move up and down rivers, and they were
unable to set up cities, except in New Orleans in the south, and Quebec in the north.
COLONIAL POLITICAL
AND SOCIAL STRUCTURES
|
Political
Structures
|
Social
Structures
|
Spain
|
Both the Spanish and the
Portuguese kings appointed viceroys, or personal representatives, to rule in
the king's name. Spain set up a Council of the Indies, whose members remained in Spain, as a supervisory office to pass laws.
Advisory councils were then set up within each viceroyalty, which divided
according to region. Difficulty in communication caused viceroys and councils
to have a great deal of independence
Large bureaucracies developed
in urban areas, such as Mexico City
|
Almost complete subjugation of
Amerindians, placed at bottom of social structure
A hierarchical class system
emerged. Peninsulares (Europeans born in Spain) had the highest status, and creoles
(Europeans born in the Americas) were second. In the middle were mestizos (blend of European and Amerindian) and mulattoes
(blend of European and African), and at the bottom were full blood natives
and Africans.
Slavery common,
also used encomienda and mita
labor systems.
|
England
|
No elaborate bureaucracy like
Spanish/Portuguese. Individual colonies allowed to set up their own
structures, with most of them setting up representative bodies like the
British Parliament
British government formed
partnerships with trading companies, and was most interested in profits.
Practice of "salutary neglect" until mid-18th century allowed
colonies to run many of their own affairs.
|
Less successful at subjugating
Amerindians, who were generally more friendly to the French
Colonies were more diverse
than the Spanish, with South Carolina's social structure the most
hierarchical and Massachusetts the least
Mixing of races (European,
Amerindian, African) blurred social distinctions,
but still had divisions.
Slavery common, especially in
the agricultural southern colonies
|
THE GUNPOWDER EMPIRES
In
contrast to the sea-based empires developing in Europe, land-based empires remained the
dominant political form in other parts of the eastern hemisphere. The era
between 1450 and 1750 saw the appearance of several land-based empires who
built their power on the use of gunpowder: the Ottomans and the Safavids in Southwest Asia, the Mughals in India, the Ming and Qing
in China, and the new Russian Empire. All had
huge land armies armed with guns. These empires developed relatively
independently from western influence, and to some extent they counterbalanced
the growth of European power and colonization.
An
important consequence of the appearance of the Gunpowder Empires was their
conquest of most nomadic groups. Since the nomads had less access to guns, the
empires were finally able to conquer and subjugate them. In many areas direct
relations among states or merchant groups replaced nomadic intermediaries for
international contact. For example, European kings invited diplomats from other
countries to join their courts, and China also received foreign representatives.
THE
MUSLIM EMPIRES
In
the previous era, the political power of Muslim lands had been crushed by
Mongol invasions in the 13th century and those of Timur,
a central Asian of Mongol descent, in the 14th century. Three new empires &endash; the Ottoman, the Safavid,
and the Mughal - rose between 1450 and 1750, and
collectively they supported a new flowering of Islamic civilization. However,
competition between them also led to important political divisions and military
clashes. All three originated in the Turkic nomadic cultures of the central
Asian steppe, and they all had absolute monarchs who modeled their courts on
those of earlier Islamic dynasties.
COMPARATIVE MUSLIM
EMPIRES
|
Geographic
Characteristics
|
Political and
Military
|
Economic and
Social
|
Religious and
Cultural
|
Ottoman Empire
|
It developed from modern-day Turkey. At its height, it encompassed lands
around the southern and eastern Mediterranean, Constantinople, the Red Sea, the Tigris and Euphrates Rivers, and eastern Europe
|
Great army of mounted and foot
soldiers; made use of Janissaries, Balkan Christians captured as boys who
became skilled soldiers and bureaucrats
Ruled by a sultan, an absolute
ruler aided by strong bureaucracy, who often were army officers; top official
was the "grand vizier"; Suleiman the Magnificent most famous ruler
Great navy, as well
|
More sustained trade than the
other empires, partly due to control of the Dardanelles, Black Sea, Mediterranean Sea
More equality for women, with
some trading in real estate
|
Most were Sunni Muslim,
although a diversity of religions, including Christians
Culturally diverse, largely due
to trade connections and diversity of lands governed
Important merchant class
Constantinople highly sophisticated, cosmopolitan
city
|
Safavid Empire
|
Developed east of the
Ottomans, encompassing land space that is now modern Iran
|
Belief in the "Hidden Imam,"
a descendent of Ali that would return to rule; ruler is stand-in until then
Strong army equipped with
firearms; no navy
|
Marginal trade, inland capital
Rigidly patriarchal, with few
freedoms for women
|
Most were Shi'a
Muslims, forced conversion by Ismail, 16th century
ruler; deep chasms between Shi'a and Sunni felt
here
Less diversity of people
|
Mughal Empire
|
Mughal land included that of modern day Pakistan and Afghanistan, as well as the northern part of the
Indian subcontinent
|
Strong military that attacked
from the west
Muslim rulers with centralized
power; expensive war meant that high taxes were necessary. Muslim authority
over rebellious Hindu population
Most famous ruler was Akbar, who married a Hindu, tried to reconcile
|
Limited trade, inland capital
Land grant system based on
military service; conflicted with previous regional ruler claims
|
Muslim rulers over Hindu
population' tensions from the beginning
New faith &endash; Sikhism, a blend of Islam and Hinduism; became
militant after guru beheaded by Mughal ruler
|
Although
each of the Muslim Empires had their own special problems, they faced some
similar ones that eventually led to their decline.
- Inadequate transportation
and communication systems - Although they had the necessary military
technology to control their empires, transporting it to where it was
needed was another issue. The larger they grew, the more difficult it was
for the infrastructure to be adequate for the task.
- Unruly warrior elites and
inadequate bureaucracies - The military leaders knew their importance
to the state, and they often operated quite independently of the
government. Even in the Ottoman Empire, where the
bureaucracy was the strongest, the sultan eventually lost control of the
Janissaries, who rebelled against him when their constant demands went
unfulfilled.
- The rise of European
rivals - Ultimately, the Europeans benefited more from the gunpowder
revolution than the Muslim Empires. European countries were smaller, both
in population and land space, and so mobilization of their human and
natural resources was easier. They were also in such strong competition
with one another that the Europeans were spurred on to try new
technologies and reforms.
THE
MING AND EARLY QING DYNASTIES IN CHINA
The
Ming Emperors continued to rule China until the mid-1600s, but the dynasty was
in decline for many years before that. Although its cultural brilliance and
economic achievements continued until about 1600, China had some of the same problems that the
Muslim empires had: borders difficult to guard, armies expensive to maintain,
and transportation and communication issues. Some particular factors that
weakened Ming China included:
- Climatic change - A
broad change of climate swept from Europe to China
during the 1600s, with the weather turning much colder. This change
seriously affected agriculture and health, and also contributed to serious
famine across China.
These conditions led frustrated peasants to frequent rebellion.
- Nomadic invasions -
The 1500s saw the reemergence of the Mongols as a regional power, this
time with the help and support of Tibet.
In gratitude, the Mongols bestowed the Tibetan leader with the title of dalai lama, or "universal teacher" of Tibetan
Buddhism. The Japanese also attacked Korea,
a Chinese tributary state, requiring Ming armies to defend the area.
- Pirates - As sea-based
trade became more and more important, the number of pirates also increased
in the Chinese seas, just as they did in the Americas.
Pirates were both Chinese and Japanese, and they lay in wait for ships
going in and out of Chinese ports.
- Decline of the Silk
Road - After so many centuries, the famed Silk
Road trade finally fell into decline during this era. New
technologies and European control meant that more and more trade was
conducted by water, and land-based trade decreased.
- Inept rulers - The
last emperors lived in luxury in the Forbidden City,
and had little to do with governing the empire. For example, the last
emperor was so disengaged that he did not know that he was under attack until
the enemy literally was climbing over the palace walls.
The
Early Qing Dynasty
The
Ming Dynasty was finally overthrown in 1644 by the Manchus,
a northern power that had previously helped Ming emperors fight the Mongols and
Japanese. The Manchus turned on the Ming once they
discovered how weak the empire was, and they called themselves the Qing ("pure") Empire because they saw themselves
as restoring China to glory. However, the Manchu were seen
by some as not being truly "Chinese" because they were northern
people from the outside, just as the Mongols had been almost four centuries
before.
The
Qing Dynasty was to rule China until 1911, and in the years before
1750, the empire was very strong. The emperors ruled under many of the same
precepts that China had always had, such as the mandate of
heaven, which they saw as justification for their takeover. The Manchu did keep
their ethnic identity, forbidding intermarriage between Manchus
and Chinese. They also outlawed the Chinese from learning the Manchurian
language, and they required Chinese men to shave their heads and grow long
queues at the back of their heads as a sign of submission.
Despite
the problems that China faced as a land-based Gunpowder Empire,
the early Qing Dynasty - until the late 18th century
- ruled over a "golden age" of Chinese civilization. Two of its early
emperors had long and prosperous reigns: Kangxi
(1661-1722) and Qianlong (1736-1795). Kangxi was an enlightened, brilliant ruler whose many
talents illustrate the era. He was a Confucian scholar, poet, and supporter of
education, but he was also a conquering warrior who understood the importance
of military might. China was so prosperous in these early Qing days that Qianlong cancelled
taxes on several occasions because the government simply didn't need the money.
Chinese
Contact with Europeans
East-west
contacts between China and Europe intensified during the early Qing Dynasty. One type of contact - Christian missionaries
from the west - had probably come to China as early as the 7th century, but the
plague and the collapse of the Yuan Dynasty had all but stopped the
interchange. Contact revived during the 16th century when the Jesuits first
began arriving in China. The Jesuit priests were an order of the
Catholic Church that specialized in international missionary work. One of the
early Jesuits, Matteo Ricci, very much impressed the
Chinese, who admired his education, brilliance, and respect for Chinese customs
and accomplishments. The Jesuits dazzled their hosts with European science and
technology. For example, they were able to use their math skills to correct
Chinese calendars that up until then had miscalculated solar eclipses. They
prepared maps of the world, and charmed the Chinese with gadgets (like chiming
clocks), and the emperors saw to it that Jesuits had a special place in their
courts. However, they had limited success in converting people to Christianity.
After the Pope condemned what he called "ancestry worship," Kangxi ordered the end to Jesuit ministries.
The
Jesuits did inspire trade demands as word about the riches and sophistication
of Qing China got back to Europe. Chinese products - tea, porcelain,
silk, wallpaper, and decorative items - became quite fashionable among the
European elite, and Kangxi was commonly seen by
Europeans as a great philosopher king. The Chinese reacted by opening the
southern port of Canton to Europeans, but again, the Middle Kingdom was very
wary of foreign contact, and so they closely supervised the trade.
TOKUGAWA
JAPAN
A
"gunpowder empire" emerged in Japan, unusual in the sense that Japan was not land-based. The Japanese
daimyos, or regional lords, had operated fairly independently from the shoguns
before the early 17th century, when these military, feudalistic leaders were
unified under one powerful family, the Tokugawa. The emperor was still honored
as the ceremonial leader, as reflected in the name given to the Tokugawa
government &endash; the bakufu,
or the tent government that temporarily replaced the emperor. The tent
government eventually settled in Edo (modern Tokyo), and ruled their
independent subjects by instituting alternate attendance, the practice of
daimyos spending every other year at the Tokugawa shogun's court. This
requirement meant that daimyos had limited time to focus on building armies
back home, and they also had to maintain expensive second homes in Edo.
The
Tokugawa shoguns had less patience with Christian missionaries from the west
than the Chinese did. Their aversion to Europeans was based partly on their
observation of the Spanish conquest of the Philippines, a fate that they did not want to share.
They also worried that Europeans might conspire with the daimyos to destroy
Tokugawa control. In the 1630s the shogunate
literally "closed Japan," by forbidding all Japanese from
going abroad and expelling all Europeans from Japan. They carefully controlled trade with
other Asians, and European traders could come no closer than nearby islands.
These policies were strictly enforced as far as the shoguns were able to, although
daimyos on far islands were difficult to control.
THE
RUSSIAN EMPIRE
By
the time of the golden age of the Qing Dynasty, the
Russian Empire had expanded all the way from its origins in Eurasia east to the Pacific coast. There they
came into border conflicts with the Chinese, but they also shared they problem
of attack by Mongols and other nomadic people of Central Asia. However, Russian tsar Peter the Great,
who ruled Russia during the late 17th and early 18th centuries, cast his eyes
in the other direction, toward Europe, for guidance in strengthening his
growing empire. Russia's early days had been shaped by the Byzantine Empire, and when the Byzantine's power faded,
so did that of the early Russian tsars. Before Peter's rule, Russians had had
almost no contact with Europe, and their lack of access to warm water
ports crippled their ability to participate in the Maritime Revolution. The
feudalistic political and economic structure meant that tsars had trouble
containing the boyars, or Russian nobility, who often plotted against them.
Partly because of this threat, the tsars practiced absolutism, with the power
of the tsar backed by divine right granted by the Russian Orthodox Church.
Peter's Russia was a vast, cold empire with almost no
infrastructure &endash; no navy, a limited army,
very few decent roads, and few warm water ports.
Peter
hoped to strengthen his country by westernizing it. As a boy he frequently
visited the "German suburb" of Moscow, the place where all foreigners were
forced to live, apart from Russians. Peter was intrigued with their maritime
talk and with the sea-faring instruments they showed him. As a young man he
took the first of several trips to Europe,
where he studied shipbuilding and other western technologies, as well as governing
styles and social customs. He returned to Russia convinced that the empire could only
become powerful by imitating western successes, and he instituted a number of
reforms that revolutionized it:
- Military reform - He
built the army by offering better pay and also drafted peasants for
service as professional soldiers. He also created a navy by importing
western engineers and craftsmen to build ships and shipyards, and other
experts to teach naval tactics to recruits. Of course, his Gunpowder
Empire developed better weapons and military skills.
- Building the
infrastructure - The army was useless without roads and
communications, so Peter organized peasants to work on roads and do other
service for the government.
- Expansion of territory -
The navy was useless without warm water ports, and Peter gained Russian
territory along the Baltic Sea by defeating the
powerful Swedish military. He tried to capture access to the Black
Sea, but he was soundly defeated by the Ottomans who
controlled the area.
- Reorganization of the
bureaucracy - In order to pay for his improvements, the government had
to have the ability to effectively tax its citizens. The bureaucracy had
been controlled by the boyars, but Peter replaced them with merit based
employees by creating the Table of Ranks, eventually doing away with
titles of nobility.
- Relocation of the capital -
Peter moved his court from Moscow
to a new location on the Baltic Sea, his
"Window on the West" that he called St.
Petersburg. The city was built from scratch out
of a swampy area, where it had a great harbor for the navy. Its
architecture was European, of course.
When
Peter died, he left a transformed Russia, an empire that a later ruler, Catherine
the Great, would further strengthen. But he also left behind a new dynamic in
Russian society &endash; the conflicting
tendencies toward westernization mixed with the traditions of the Slavs to turn
inward and preserve their own traditions.
AFRICAN KINGDOMS
In
1450 Africa was a diverse continent with a blend of
large civilizations, city-states, rural villages, and hunter and gatherer
societies. Many people in the north, Subsaharan and
eastern coastline areas were Muslim, but many native religions remained quite
strong.
The
largest and most organized empire of Africa
from the middle of the 15th century until the late 16th century was Songhay (Songhai) in northwest Africa in areas that had been controlled by the
earlier Kingdom of Mali. The empire was organized under Sunni
Ali, a leader who brought the important trading cities of Timbuktu and Jenne
under his control. He developed a centralized government with governors to
oversee provinces, as well as an army and navy to protect trade. Songhay was prosperous, its cities boasted beautiful public
buildings, and Islam was strongly supported by the elite. But the Songhay did not have guns, and that was their downfall. In
1591 a Moroccan army opened their muskets on the Songhay
forces, and they were defeated.
The
16th century also saw the destruction of most of the Swahili city-states. Vasco
da Gama had noticed them
when he passed through on his way to India, and within a few years the Portuguese
had aimed their cannons at all the cities, and either captured them or burned
them to the ground.
The
fate of the Kingdom of Kongo was an early sign of what contact with Europe was to bring to Africa. Kongo was on
the Atlantic
Ocean in
central Africa, that developed into a centralized state
during the 14th century. The Portuguese set up a trading relationship with them
in the late 15th century and converted the Kongo
kings to Christianity. From the beginning, the Portugues
traded textiles, weapons, advisors, and craftsmen for gold, silver, ivory and
especially slaves.
THE SLAVE TRADE AND SLAVE SYSTEMS
The
Portuguese brought a few slaves home from Africa, but found that they were impractical
for use in Europe with its small, family-based farms and
town life. However, it soon was clear how slavery could be readily adopted in
the Americas. Like the overwhelming majority of preindustrial societies, African kingdoms practiced
slavery, and when Europeans offered to trade their goods for slaves, African
traders accommodated them. As a general rule, African slave hunters would
capture Africans, generally from other groups than their own, and transport them
to trading posts along the coast for European ships to carry to the New World. However, despite the fact that slavery
already existed in Africa, the Atlantic trade interacted with and
transformed these earlier aspects of slavery.
THE AFRICAN SLAVE TRADE
Before
the Atlantic slave trade began, slavery took many forms in Africa, ranging from peasants trying to work
off debts to those that were treated as "chattel," or property. The
Atlantic trade emphasized the latter, and profits from the trade allowed slaveholders
both in Africa and the Americas to intensify the level of exploitation
of labor. African slaves were traded to two areas of the world: the Western Hemisphere and Islamic lands in the Middle East and India.
TRADE
TO MUSLIM LANDS
Fewer
slaves crossed the Sahara than crossed the Atlantic, but the numbers were substantial.
Whereas most slaves that went to the Americas were male, most of those destined for
the Middle East and India were female. These women either became a
part of a wealthy individual's harem, or collection of wives and concubines
that filled his household. The wives were not slaves, and their children had
higher status than those of the concubines. The African women were almost
always granted the lower status as concubines. Other slaves in the Islamic
lands were males who were often bought to fight in the large Gunpowder Empire
armies.
TRADE
TO THE AMERICAS
The
major reason that slave labor was practical in the Americas was that so many of the Amerindians who
probably would have done the work had died. The economic challenge was to get
workers to the New
World in as
cost effective way as possible. The Spanish and Portuguese expeditions were
government ventures, but the success of the Atlantic economy during the 17th
and 18th centuries was based on private enterprise. The economic system of
mercantilism was developed most effectively by the British and the Dutch, with
private companies under charter from the governments carrying out the trade.
Mercantilism's main goal was to benefit the mother country by trading goods to
accumulate precious metals, and thus enriching the country. The African slave
trade was an important piece of mercantile trade. The Great Circuit trade went
something like this:
1)
The first leg from Europe carried hardware, guns, and Indian
cotton to Africa
2)
The second leg was the notorious Middle Passage that carried African slaves to
the New World. Slaves were packed as tightly as
possible in the ships, often under very inhumane conditions.
3)
The last leg carried plantation goods from the colonies back to Europe
The
theory was that on every leg the ships carried goods from a place where they
were abundant to a place where they were scarce. The profits could be enormous,
but shipwrecks, slave deaths, and piracy could turn profit into loss. A subset
of the Great Circuit trade was the Triangular Trade that carried run from New England to West Africa, slaves to the West Indies, and molasses and run back to New England.
LABOR SYSTEMS IN THE AMERICAS
The
Spanish were most interested in finding gold and silver in the Americas, and so early on they began mining for
it. In areas where no precious metals existed, they set up plantations to raise
crops from bananas to sugar cane. They first tried these labor systems:
- Mita
- The Inca had made extensive use of the mita
system, a sort of labor tax to support elites and the elderly. Generally,
an adult male had to spend 1/7 of his time working for the Inca, a few
months at a time. When his obligation to the state was complete, he would
return home until his service time came up again. The Spanish adopted this
system, particularly for their silver mines in Bolivia
and surrounding areas. The problem was that so many natives died, that the
Spanish kept having to increase the time spent in
the mines that it became impractical. Finally, the work in the mines was
so grueling that no Indians were left to do the work.
- Encomienda
- This system was used primarily for agricultural work. Natives in an area
were placed under the authority of encomenderos,
or Spanish bosses, who could extract labor and tribute according to the
needs of the area. Again, this system only lasted during the 16th century
because so many natives died.
In
North America the English colonies had varying bases
for their economies. In the north, farms were small and family run, and
city-based trade was important. In the south the soil and climate were better
suited for large farms, and so a plantation system developed. A labor system
used both in North
America and the
Caribbean was indentured servitude, in which an
employer would pay the passage of a person to the New World in return for several years of labor.
After the debt was paid in years worked, the servant would be free. This system
was limited in its usefulness, especially in the Caribbean where indentured servant eventually
refused to go because of the harsh working conditions on the sugar plantations.
EARLY
SLAVE SYSTEMS IN SOUTH
AMERICA
AND THE CARIBBEAN
Before
1650 most slaves were destined either for the sugar plantations in Brazil and mainland Spanish colonies, but
during the second half of the 17th century, more and more went to the Caribbean. Sugar cane was not native to the areas,
but once imported, it grew well and resulted in great
profit. The strong demand for sugar in Europe was complemented by the trade with China for tea. Perhaps most stereotypically,
the English teatime depended on a regular supply of these products. Sugar
plantations required large investments of capital because the cane had to be
processed within a few hours of when it was cut in order to extract the sugary
syrup. So each plantation not only had vast fields of sugar cane, but also had
a mill and processing plant. Many slaves were needed for the work, which was
hot and grueling.
The
demand was greater for male slaves than for females because of the nature of
the work, so the sex ratio was such that family life was impossible for most.
Disease among slaves was particularly problematic in the Caribbean and Brazil, with many dying from dysentery caused
by contaminated water and malaria. As a result, slave populations in these
areas did not experience a natural growth, and so had to be replaced by more
through the slave trade.
EARLY
SLAVE SYSTEMS IN NORTH
AMERICA
Sugar
plantations were among the first to appear in North America as well, mainly in the warm, humid
lowlands of present-day Louisiana. However, in the mid-1600s tobacco
smoking became fashionable in England, and so tobacco plantations rose in the
tidelands of Virginia. North American climates were generally
healthier than those in the Caribbean, so slaves in North America did experience a natural increase,
requiring fewer new slaves for trade. However, as plantations spread across the
South, and eventually began raising other crops, such as cotton, the slave
trade remained vigorous.
WHICH
CAME FIRST: RACISM OR SLAVERY?
This
question is one that historians like to ask, but they seldom agree on the
answer. Still, it is an important question to consider in thinking about how
significant changes occur in world history. Slavery is an institution as old as
civilization itself. We see examples of slavery in ancient river valley and
classical societies, and most subsequent civilizations at least make some use
of slaves. However, an intriguing fact is that slavery increased dramatically
between 1450 and 1750 C.E. Much of the increase occurred in the New World, but we also see slavery intensify in
the Middle East and Africa, where female slaves were often either
servants or concubines, male children were trained as eunuchs, and adult males
served in armies. Although slaves came from other places, most of the slave
trade came out of Africa. Why did this phenomenon happen?
One
answer is that it was mainly racism, or the belief that one race of people is
inferior to another. If one assumes racial superiority, then it follows that
slavery is justified because the inferior race is actually subhuman. In the
16th century, when Europeans first encountered Africans, they interpreted their
ways of life as inferior to those in Europe,
and so didn't think of enslavement as being immoral. Another version argues
that everyone is ethnocentric, or believes that their ways of life are superior
to others, and so any contact with different races brings out this natural
human characteristic.
An
opposite approach is to think of the main motivation for slavery as economic.
Forcing someone to work for you brings an economic benefit. Civilizations
throughout history have built their power on the backs of slaves. The 1450-1750
phenomenon occurred because European colonizers were
looking for ways to make their colonies profitable, and slavery was one of the
solutions. Once people were captured, transported, and put to work in the New
World, racism came about in order to justify the way that these human beings
were treated. So, the slave traders and holders came to say things like,
"They're not really human anyway," or "They can't survive on
their own because they can't think for themselves." Instead of racism causing
slavery, slavery caused racism.
What
do you think? Take your pick:
DID
RACISM CAUSE SLAVERY, OR DID SLAVERY CAUSE RACISM?
|
Arguments for
racism causes slavery:
|
Arguments for slavery
causes racism:
|
All people are ethnocentric;
they assume that their race is superior to others; slavery and the slave
trade resulted
|
The Great Circuit was set up
for profits. In thinking about what Africans had that was needed in the New World, slave labor was an obvious answer.
|
The cultures in Africa were very different from those
Europeans had seen before; enslaving people that seemed so inferior did that
appear to be immoral to them
|
The Europeans took advantage
of the fact that Africans already practiced slavery. There was no need to
capture them themselves. It was easy to arrange trade at posts along the Atlantic, a good way to make money.
|
How do you explain why
Africans were specially victimized? Couldn't they have enslaved other
Europeans, or people elsewhere in the world? There had to be racism.
|
Europe was on the rise, and the slave trade
was a good way to assert their growing power. Trading slaves from Africa was a sign to all
the world that Europeans were now dominant.
|
The missionary nature of
Christianity assumed it to be a superior religion. Otherwise, why convert
people? This assumption led to racism, or the belief that the cultures were
inferior in other ways than religious beliefs
|
Once slaves went to work, they
usually outnumbered their masters, a situation that invited uprisings,
attempts to break free. This fear of being outnumbered caused the masters to
be racist, imagining their captives to be evil schemers intent on killing
them.
|
The harsh treatment of slaves
on the trans-Atlantic crossing proves that traders did not really think of
them as human. Racism caused the treatment.
|
Treatment on ships was
economically motivated. Packing in as many as possible with little to eat
meant that profits would be greater. Racism only justified the treatment.
|
Africans did capture other
Africans, but they were ethnocentric, too, because they usually enslaved
people from other groups; Europeans did the same thing
|
The economic reality was that
Africans were in control in Africa. They too wanted profits, and so
responded to European demand.
|
The
treatment of slaves as chattel (things to be sold) can only be seen as racism,
since Europeans did not think about enslaving one another. Europeans used
economic incentives, such as selling guns, liquor, and tobacco, to convince the
Africans to trade slaves. Slaves were simply the most lucrative product that
Africans had.
DEMOGRAPHIC AND ENVIRONMENTAL CHANGES
Demographic
changes between 1450 and 1750 were significant. Some major population shifts
included:
- A rise in the population of
Europe - Europe's population
had been decimated by the 14th century plague epidemic, so during the 15th
and 16th centuries population levels were growing
to match previous levels. Even though population pressure is not a good
explanation for the movement of Europeans across to the New
World, a long-term population expansion can be seen. For
example, in 1000 C.E., Europe had an estimated 36
million people. In 1700 the population had grown to 120 million, the
largest percentage increase of any of the continents.
- A decrease in the
population of the Americas
- This trend may run counter to common knowledge, but it does reflect the
decimation of Amerindian populations by their encounters with Europeans.
For example, in the late 15th century North America
had almost 4 million people, Mexico
had more than 21 million, the Caribbean and Central
America each had almost 6 million, and South
America (Andes and Lowlands)
had almost 30 million. By 1700 the entire western hemisphere had only 13
million, a decrease from 67 million or so in 1500. Even though Europeans
had settled in both North and South America by
1700, their numbers were too few to make an overall demographic
difference.
- No overall population
decrease occurred in Africa - Again, counter to
common belief, the slave trade did not decimate the populations of Africa.
By 1700 Africa had more than 60 million people,
almost doubling their population in 1000. To be sure, some areas of Africa
did reflect huge population losses, and logically those were places where
the slave trade was most vigorous. Because the Atlantic trade was so much
larger than the Saharan trade, areas most affected were along Africa's
west coast, such as the Gold Coast and Slave Coast
to the north, the Bight of Biafra in the middle,
and Angola
in the south.
Between
1000 and 1700 C.E., the populations of Asia - including the Middle East, Indian, and East Asia - more than doubled to a total of about
415 million. Clearly, overall world population grew, and the majority of people
by the end of the time period still lived in the Middle East and Asia.*
The
Columbian Exchange almost certainly caused some environmental changes that help
to explain the population trends listed above. For example, maize and cassava
(a nutritious plant used in modern day in tapioca) were transported by
Portuguese ships from Brazil to Angola in southwest Africa. Angolans cultivated the crops, which
adapted very well to their land. Some historians believe that this exchange
provided the base for the population increase that followed, despite the fact
that many Angolans were captured and deported to the New World as slaves. Likewise, the Andean potato
eventually became the staple for poor people in Europe, sustaining population growth despite
the number of people that began to migrate to the New World.
Major
environmental changes occurred in the New World
in two major ways:
- Soil exhaustion -
Plantations in the Americas tended to rely on single crops, a process that
depletes the soil of nutrients, and since land was plentiful, often the
planters just moved on to clear more land. For example, in the Caribbean,
instead of rotating sugar with other crops, planters found it more
profitable to clearly new lands when yields began to decline. Eventually,
they moved on to other islands.
- Deforestation - The Spanish
first cut down forests in the Caribbean to make
pastures for the cattle they brought, and deforestation accelerated when
more areas were cleared for plantations. In North America,
shipbuilding in the northern English colonies took its toll of forests. In
all of the Americas,
the forests near the coasts were the first to go, so that deforestation
was significant in many areas by 1750.
Deforestation
was also taking place in Europe during this period. Timber was needed
for ships, buildings, wagons, barrels, and many other items. Wood shortages
were made worse by the Little Ice Age that began in Europe during the 1590s. People burned wood to
keep warm, and by the mid-17th century, forests were growing scarce and wood
prices skyrocketed. This wood shortage encouraged the use of coal for fuel, and
since England had coal in great supply, deforestation
almost certainly helped their economy grow. However, deforestation had many
negative effects, especially on the poor.
The
Little Ice Age spread as far as China, where it caused hardship that led
people to rebellion and discontent, a condition that contributed to the
mid-17th century demise of Ming China.
CULTURAL AND INTELLECTUAL DEVELOPMENTS
Any
study of the transformation of Europe in the era between
1450-1750 would be incomplete without considering the influence of vast
cultural and intellectual changes that began in the Italian city-states before
1450. Trade stimulated by the Crusades had made several of the city-states
wealthy, such as Venice, Genoa, and Florence. Wealthy families, such as the Medici in
Florence, became patrons of the arts, encouraging
and supporting such geniuses as Leonardo da Vinci and
Michelangelo. Some of the biggest supporters of Renaissance art and sculpture
were the Catholic Popes, who commissioned work for the Vatican and St. Peter's cathedral in Rome. The era also saw a revival of interest
in reading, writing, architecture, and philosophy. Without the patrons' wealth,
the Italian Renaissance would have been impossible, but it almost certainly was
stimulated by contact with the more sophisticated civilizations of the Middle East and south and east
Asia.
The
Renaissance, or "rebirth" was characterized
by an attempt to revive the values of the classical civilizations of the Mediterranean, Greece and Rome. Although most of the major Renaissance
figures did not actively defy the church, they put emphasis on other aspects of
life than the religious. An important philosophical influence restored from
ancient civilizations was humanism, which focused on the accomplishments,
characteristics, and capabilities of humans, not of God. Humanism is reflected
in Renaissance art, with newly skilled artists showing individual differences
in faces and beautiful examples of human physiques. The Renaissance spread from
Italy north, and by the 16th century had inspired
new art styles in the Netherlands and Germany, as well as such literary geniuses as
William Shakespeare in England. The importance of the European
Renaissance goes far beyond art and literature because it encouraged people to
think in different ways than they had before, a quality that Europeans would
need as they ventured in science, technology, and eventually across the Atlantic to the Americas.
THE
SCIENTIFIC REVOLUTION
The
revival of interest in Greek and Roman influences also stimulated developments
in math and science. The mathematical traditions that governed the conception
of the universe were based in Greek mathematics that had been preserved and
built upon by scientists in Muslim lands, such as Nasir
al-Din in the 13th century. The Catholic Church endorsed the views of Ptolemy,
the Greek philosopher and astronomer who constructed a geocentric theory where
all planets, the moon, and the sun revolved around the earth. Using
calculations from al-Din, Polish monk and mathematician, Nicholas Copernicus,
concluded that the geocentric theory did not make sense. Instead, his data
indicated that the earth and all the other planets rotated around the sun, a
conclusion that he did not share widely, for fear of retaliation from the
church. In fact, his heliocentric theory was not published until after his
death in 1543.
The
scientist that really got into trouble over the heliocentric theory was Italian
Galileo Galilei, who strengthened and improved
Copernicus' theory. Other scientists, such as Johannes Kepler,
had demonstrated that planets also moved in elliptical orbits, and Galileo
confirmed those theories as well. Perhaps most famously, he built a telescope
that allowed him to observe the phenomena directly, recording details of
heavenly bodies that the ancients could never have known about. Galileo's
theories were published in The Starry Messenger in 1610, a highly controversial
book criticized by other scientists, as well as officials of the church.
Galileo made the mistake of making fun of people that disagreed with him, and
he was arrested and put on trial, eventually recanting his theory publicly in
order to save his own life.
Perhaps
the greatest scientist of the era was Isaac Newton (1642-1727), an English
mathematician whose genius shaped many modern fields of science. He formulated
the set of mathematical laws for the force of gravity, made discoveries
regarding the nature of light, and built on earlier Indian and Arab ideas for
algebra. Newton did not challenge the authority of the
Catholic Church, but he did prove that the Greeks and Romans were mistaken in
some of their theories, and that fact encouraged others to question traditions
that had not been challenged before.
THE
PROTESTANT REFORMATION
The
Catholic Church had been
a very important societal force in medieval Europe. Not only had people's lives revolved
around religion, but the church had actively defined many other aspects of
society, including politics, art, and science. During the era from 1450 to 1750
the church lost significant power in almost every way. Not only were scientists
and literary writers beginning to challenge the church, but the Pope's
political power was compromised as centralization of government gave more
authority to kings. Starting in the early 16th century, the church's religious
authority was seriously weakened by the Protestant Reformation, a movement led
by Martin Luther, a German priest who believed that the church was seriously
flawed.
The
Catholic Church was very rich by the early 1500s. Popes were often from Italian
merchant families, and their wealth was bolstered by the many lands that church
officials claimed all over Europe. Their land ownership in turn led to
great political power that many kings deeply resented. Martin Luther, a priest
and teacher at the University of Wittenberg, was troubled by all of these trends,
especially as he compared the situation to the modest beginnings of
Christianity and his interpretation of the teachings of Jesus. His doubts were
provoked by priest named Tetzel.
Luther
placed a great deal of emphasis on the importance of faith, the glue that he
believed formed the bond between Christians and God. According to his own
writings, his most important revelation was that faith and actions cannot be
separated. A true believer will naturally do good works, so the two are
intertwined. He believed that the church practice of accepting indulgences
directly contradicted this basic building block of true Christianity.
Indulgences were payments to the church that insured eternal salvation,
or life after death in heaven. For example, in 1519, when Luther openly
challenged the religious authority of the church, the Pope was conducting an
indulgence campaign to raise money for a new basilica for St. Peter's Church in
Rome. Tetzel was
the priest collecting indulgences in Wittenberg, who so enraged Luther with his blatant
selling of indulgences for promises of salvation that he wrote and openly
displayed the 95 Theses, which listed 95 problems with church practices. With
this action, Luther did what no priest had dared to do before &endash; openly defy the authority of the church.
The
developments after Luther's posting of the 95 Theses indicate just how
dramatically times were changing in Europe.
Luther was excommunicated from the church, but he managed to hide from them
throughout his long life with the help of many German princes. His writings
were widely accepted in Germany, where Protestantism, as the protest
movement came to be called, took firm root. Other Protestant groups sprang up
in France, and from their found new vitality in Geneva, Switzerland, where John Calvin started yet another
branch of Protestantism called Calvinism. Calvinism was carried to Scotland by one of Calvin's admirers, John Knox,
and from there it made its way into England. Another blow to the church came when
King Henry VIII of England separated religious institutions in his
kingdom from the church when the Pope refused to grant him an annulment from
his first wife, Catherine of Aragon.
By
the end of the 16th century, large parts of Europe, particularly in Germany and Britain, were no longer under the authority of
the Catholic Church. The church responded with its own internal reformation,
but the result was a Europe deeply divided between Protestants and
Catholics, a dynamic that fed the already intense competition among European
nations.
THE
IMPORTANCE OF THE PRINTING PRESS
Johannes
Gutenberg, a printer from Mainz Germany, contributed greatly to the rapid spread
of Protestantism. He died in 1468, many years before the Reformation began, but
without his construction of a workable printing press around 1450,
Luther's word almost certainly never would have gotten out. In 1454 he printed
his famous Gutenberg Bible with moveable type, and the book inspired early
Renaissance writers, such as Erasmus, to use the technology to print their own
works. By 1550 at least 10 million printed works were circulating around Europe from presses in hundreds of towns.
Guttenberg did not invent moveable type or the printing press. Both the Chinese
and Koreans had used them in earlier years, and they too had spread literacy in
Asia by printing books and making them
accessible to more people. In Europe the device appeared as a critical
invention at a critical time in European history. Without it the Renaissance,
the Scientific Revolution, the Protestant Reformation, and ultimately the
Maritime Revolution would not have been possible.
THE
EARLY EUROPEAN ENLIGHTENMENT
During
the 17th century, the Scientific Revolution began to be applied to social and
political areas of life, a movement known as the Enlightenment. Enlightenment
philosophers believed that human reason that discovered laws of science could
also discover the laws that governed social and political behavior. The
movement was also inspired by the Reformation, which had challenged and revised
accepted religious thought, and by contact with political and social
philosophies from other parts of the world.
In
England the English Civil War shaped political
thought. The king was decapitated, and political authority fell to Parliament,
causing English political philosopher John Locke to reconsider the nature of
government. In his famous Second Treatise of Civil Government, he argued that
rulers get their right to rule not from the heavens, but from the consent of
the governed. His philosophy laid the basis for rule of law, not by the whim of
the monarch, an idea that was far from new. However, he added that if monarchs
overstepped the law, citizens not only had the right, but the duty to rebel. His
philosophy influenced thinkers in the late 1700s, who
in turn inspired democratic revolutions in many places, including North America and France.
CULTURAL
AND INTELLECTUAL LIFE IN CHINA
The
Ming and early Qing emperors of this era continued to
look to Chinese traditions to strengthen cultural and intellectual life.
Neo-Confucianism, which had first emerged as a powerful philosophy during the
Song era, was very strong, and numerous Confucian schools were founded by the
emperors to reinforce its beliefs. The civil service exams were maintained, and
other Chinese philosophy, literature and history were compiled during this
time. For example, Emperor Kangxi compiled a
Collection of Books that he had printed and distributed throughout China, reflecting the influence of the
printing press in Asia as well as in Europe. Emperor Qinglong's
Complete Library of the Four Treasures was too large to print, but he had seven
manuscript copies placed in different libraries around China.
The
printing press also made popular novels available, which were read by literate
businessmen. Confucian scholars looked down on popular novels, but their
appearance indicates the spread of literacy beyond the bureaucratic elite.
Perhaps the most famous of these books was Journey to the West, an account of
the journey of famous Buddhist monk Xuanzang to India to retrieve the Buddhist canon, thus
bringing Buddhism to China. The novel featured a magical monkey who
was Xuanzang's traveling companion, a character who
became one of the most celebrated in Chinese literature.
PATRONAGE
IN THE ISLAMIC EMPIRES
Just
as wealth in the Italian city-states prompted patronage of the arts, so it did
in the Islamic Empires as well. The emperors competed to attract the best
scholars, literary writers, artists, and architects to their courts. The
Ottoman sultans built beautiful palaces and mosques, with the most famous
religious complex built by Suleyman the Magnificent
called Suleymaniye, a blend of Islamic and Byzantine
architectural features. The Safavid capital, Isfahan, was considered to be one of the most
architectural beautiful in all the world, with its
monumental entryways, large courtyards, and intricate decoration.
Perhaps
the most famous monument in Islamic lands was the Taj
Mahal, built by Mughal
Emperor Shah Jahan, who dedicated the white marble
mosque and tomb to the memory of his wife. He planned to build a similar
mausoleum out of black marble for himself, but he was deposed by his son and
spent the rest of his life in prison, where he supposedly could see his wife's
tomb through a small window with the help of a mirror.
By
1750 the world was a much different one than had existed in 1450. This era saw
the rise of Europe, though scholars debate just how much
power Europeans actually had in the world economy. They dominated the New World, which was connected by regular,
sustained contact to the eastern hemisphere during this time. They also
controlled much of the African slave trade, but it is important to note that no
European had ventured far into the interior of the continent by 1750. They were
still dependent on African kingdoms to bring the slaves to the trading posts,
and Europeans had not set up significant colonies in Africa, except at the very southern tip, Capetown near the Cape of Good Hope. This situation would change dramatically during the
following era.
Great
empires continued to form in East
Asia, the Middle East, and India, as the technological invention of
gunpowder allowed them to conquer the nomadic groups that had challenged their
authority for centuries. However, land-based empires clearly lost power in
proportion to sea-faring powers, as world trade routes connected the western
hemisphere to the east. These increased contacts were to have important
consequences for people all over the world in the period from 1750-1914.
References:
*
Population statistics modified from Dennis H. Wrong, ed., Population and
Society (1977); William M. Deneven, the Native
Populations of the Americas in 1492 (1976), 289-292.