New
Political Ideas and Revolutions
In 1750 only England
and the Netherlands
had constitutional monarchies, governments that limited the powers of the king
or ruler. All the other kingdoms of Europe, as well as the Muslim
Empires and China, practiced absolutism. Absolutist rulers benefited from the
tendency for governments to centralize between 1450 and 1750 because it
extended the power they had over their subjects. Most of the rulers reinforced
their powers by claiming special authority for the supernatural, whether it be the mandate of heaven as practiced in China,
or divine right as European kings declared. Between 1750 and 1914, absolute
rulers almost everywhere lost power, and the rule of law became a much more
important political principle.
One of the most important political concepts to arise from the era was the
"nation-state," a union often characterized by a common language,
shared historical experiences and institutions, and similar cultural
traditions, including religion at both the elite and popular levels. As a
result, political loyalties were no longer so determined by one's attitudes
toward a particular king or noble but by a more abstract attachment to a
"nation."
FORCES FOR POLITICAL CHANGE
As the Industrial Revolution began in England,
the economic changes were accompanied by demands for political changes that
spread to many other areas of the world by the end of the 19th century. Two
important forces behind the change were:
- The influence of the Enlightenment
- The 1700s are sometimes referred to as the "Age of
Enlightenment," because philosophical and political ideas were begun
to seriously question the assumptions of absolute governments. The
Enlightenment began in Europe, and was a part of
the changes associated with the Renaissance, the Scientific Revolution,
and the Protestant Reformation, all taking place between 1450 and 1750.
The Enlightenment invited people to use their "reason" using the
same humanistic approach of Renaissance times. People can figure things
out, and they can come up with better governments and societies. In the
1600s John Locke wrote that a ruler's authority is based on the will of
the people. He also spoke of a social contract that gave subjects the
right to overthrow the ruler if he ruled badly. French philosophes,
such as Voltaire and Jean-Jacques Rousseau spread the new ideas to France,
where they began uproar in a land that epitomized absolutism.
- New wealth of the bourgeoisie
- Ongoing commercialization of the economy meant that the middle class
grew in size and wealth, but not necessarily in political power. These
self-made men questioned the idea that aristocrats alone should hold the
highest political offices. Most could read and write, and found
Enlightenment philosophy appealing in its questioning of absolute power.
They sought political power to match the economic power that they had
gained.
REVOLUTIONS
A combination of economic, intellectual, and social changes started a wave
of revolutions in the late 1700s that continued into the first half of the 19th
century. The started in North America and France,
and spread into other parts of Europe and to Latin
America.
THE AMERICAN REVOLUTION
Ironically, the first revolution inspired by the new political thought that
originated in England
began in the North American colonies and was directed at England.
It began when American colonists resisted Britain's
attempt to impose new taxes and trade controls on the colonies after the French
and Indian War ended in 1763. Many also resented Britain's
attempts to control the movement west. "Taxation without
representation" turned British political theory on its ear, but it became
a major theme as the rebellion spread from Massachusetts
throughout the rest of the colonies. Colonial leaders set up a new government
and issued the Declaration of Independence in 1776. The British sent forces to
put the rebellion down, but the fighting continued for several years until the
newly created United States
eventually won. The United States Constitution that followed was based on
enlightenment principles, with three branches of government that check and
balance one another. Although initially only a few had the right to vote and
slavery was not abolished, the government became a model for revolutions to
come.
THE FRENCH REVOLUTION
A very different situation existed in France.
No established nobility existed in the United
States, so when independence was achieved,
the new nation had no old social and political structure to throw off. In
contrast, the Revolution in France
was a civil war, a rising against the Ancien Regime,
or the old kingdom that had risen over centuries. The king, of course, had
absolute power, but the nobility and clergy had many privileges that no one
else had. Social classes were divided into three estates: first was the clergy,
second the nobility, and the Third Estate was everyone else. On the eve of the
Revolution in 1789, about 97% of the population of France
was thrown into the Third Estate, although they held only about 5% of the land.
They also paid 100% of the taxes.
Part of the problem was that the growing class of the bourgeoisie had no
political privileges. They read Enlightenment philosophes,
they saw what happened in the American Revolution, and they resented paying all
the taxes. Many saw the old political and social structure as out of date and
the nobles as silly and vain, undeserving of the privileges they had.
The French Revolution began with King Louis XVI called the Estates-General,
or the old parliamentary structure, together for the first time in 160 years.
He did so only because the country was in financial crisis brought
on by too many wars for power and an extravagant court life at Versailles
Palace. Many problems converged to
create the Revolution: the nobles' refusal to pay taxes, bourgeoisie resentment
of the king, Louis Vic's incompetence, and a series of bad harvests for the
peasants. The bourgeoisie seized control of the proceedings and declared the
creation of the National Assembly, a legislative body that still exists in France
today. They wrote the Declaration of the Rights of Man and the Citizen, modeled
after the American Declaration of Independence, and they set about to write a
Constitution for France.
The years after the revolution began were turbulent ones that saw the king
beheaded and the government taken over by the Jacobins, a radical group that
sought equality through executing those that disagreed with the government. The
Reign of Terror lasted for about two years, with thousands of people
guillotined and thousands more fleeing the country. The Jacobin leaders
themselves were eventually guillotined; the country teetered for several years
in disarray, and finally was swept up by Napoleon Bonaparte as he claimed
French glory in battle. Democracy did not come easily in France.
CONSERVATIVE REACTION TO REVOLUTION
Napoleon Bonaparte, of minor nobility from the island
of Corsica, rose through the ranks
of the French military during a time of chaos. He seized the French Government
at a time when no one else could control it. He promised stability and
conquest, and by 1812 the French Empire dominated Europe
to the borders of Russia.
His invasion of Russia
was unsuccessful, done in by cold winters, long supply lines, and Tsar
Alexander It's burn and retreat method that left
French armies without food. Finally, an alliance of European countries led by Britain
defeated Napoleon in 1815 at Waterloo
in modern day Belgium.
Although Napoleon was defeated and exiled, other countries were horrified by
what had happened in France:
a revolution, the beheading of a king, a terrorizing egalitarian government,
and finally a demagogue who attacked all of Europe. To
conservative Europe, France
was a problem that had to be contained before their ideas and actions spread to
the rest of the continent.
The allies that had defeated Napoleon met at Vienna
in 1815 to reach a peace settlement that would make further revolutions
impossible. The Congress of Vienna was controlled by the representatives of
three nations: Britain,
Austria, and Russia.
Each country wanted something different. The British wanted to destroy the
French war machine, Russia
wanted to establish an alliance based on Christianity, and Austria
wanted a return to absolutism. They reached an agreement based on restoring the
balance of power in Europe, or the principle that no one
country should ever dominate the others. Rather, the power should be balanced
among all the major countries. France
actually came out rather well in the proceedings, due in large part to the
talents of their representative, Tallyrand. However,
the Congress restricted France
with these major decisions:
- Monarchies - including the
monarchy in France
- were restored in countries that Napoleon had conquered
- France
was "ringed" with strong countries by its borders to keep its
military in check.
- The Concert of Europe was
formed, an organization of European states meant to maintain the balance
of power.
THE SPREAD OF REVOLUTION AND NEW POLITICAL IDEAS
No matter how the Congress of Vienna tried to stem the tide of revolution,
it did not work in the long run. France
was to wobble back and forth between monarchy and republican government for
thirty more years, and then was ruled by Napoleon III
(Bonaparte's nephew) until 1871, when finally a parliamentary government
emerged. And other countries in Europe, as well as
colonies in Latin America, had heard "the shot
heard round the world," and the true impact of the revolutionary political
ideas began to be felt.
REVOLUTIONS IN LATIN AMERICA
From North America and France,
revolutionary enthusiasm spread throughout the Caribbean
and Spanish and Portuguese America. In contrast to the leaders of the War for Independence
for the United States,
most of the early revolutions in Latin America began
with subordinated Amerindians and blacks. Even before the French Revolution,
Andean Indians, led by Tupac Amaru,
besieged the ancient capital of Cuzco
and nearly conquered the Spanish army. The Creole elite responded by breaking
the ties to Spain
and Portugal,
but establishing governments under their control. Freedom, then, was
interpreted to mean liberty for the property-owning classes. Only in the French
colony of Saint Domingue (Haiti)
did slaves carry out a successful insurrection.
The rebellion in 1791 led to several years of civil war in Haiti,
even though French abolished slavery in 1793. When Napoleon came to power, he
sent an army to tame the forces led by Toussaint L'Ouverture, a former slave. However, Napoleon's army was
decimated by guerrilla fighters and yellow fever, and even though Toussaint died in a French jail, Haiti
declared its independence in 1804.
Other revolutions in Latin America were led by
political and social elites, although some of them had important populist
elements.
- Brazil
- Portugal's
royal family fled to Brazil
when Napoleon's troops stormed the Iberian Peninsula.
The presence of the royal family dampened revolutionary fervor, especially
since the king instituted reforms in administration, agriculture, and
manufacturing. He also established schools, hospitals, and a library. The
king returned to Portugal
in 1821, after Napoleon's threat was over, leaving Brazil
in the hands of his son Pedro. Under pressure from Brazilian elites, Pedro
declared Brazil's
independence, and he signed a charter establishing a constitutional
monarchy that lasted until the late 19th century when Pedro II was
overthrown by republicans.
- Mexico
- Father Miguel Hidalgo led Mexico's
rebellion that eventually led to independence in 1821. He was a Catholic
priest who sympathized with the plight of the Amerindian peasants and was
executed for leading a rebellion against the colonial government. The
Creole elite then took up the drive for independence that was won under
the leadership of Agustin de Iturbide, a
conservative military commander. However, Father Hidalgo's
cause greatly influenced Mexico's
political atmosphere, as his populist ideas were taken up by others who
led the people in revolt against the Creoles. Two famous populist leaders
were Emiliano Zapata and Pancho
Villa, who like Father Hidalgo
were executed by the government. Mexico
was not to work out this tension between elite and peasants until well
into the 20th century.
- Spanish South
America - Colonial elite - landholders, merchants, and
military - also led Spanish colonies in South America
in rebellion against Spain.
The term "junta" came to be used for these local governments who
wanted to overthrow colonial powers. Two junta centers in South
America were:
1. Caracas, Venezuela
- At first, laborers and slaves did not support this Creole-led junta. However,
they were convinced to join the independence movement by Simon de Bolivar, a
charismatic military leader with a vision of forging "Gran
Columbia," an independent, giant empire in the northern part of South
America. He defeated the Spanish, but did not achieve his dream of
empire. Instead, regional differences caused the newly independent lands to
split into several countries.
2. Buenos Aires, Argentina - Another charismatic military leaders - Jose de San Martin -
led armies for independence from the southern part of the continent. His
combined Chilean/Argentine forces joined with Bolivar in Peru,
where they helped the northern areas to defeat the Spanish. Martin's areas,
like those led by Bolivar, also split along regional differences.
All in all, constitutional experiments in North America
were more successful than those in South America. Though
South Americans gained independence from colonial governments during the 19th
century, their governments remained authoritarian and no effective legislatures
were created to share the power with political leaders. Why this difference?
COMPARATIVE
CONSTITUTIONAL EXPERIMENTS; NORTH AMERICA
AND SOUTH
AMERICA
|
NORTH
AMERICA
|
SOUTH
AMERICA
|
Mother country had parliamentary government, so colonial governments had a
constitutional model
|
Mother country governed by absolute monarch; colonial governments had
authoritarian model
|
Colonies had previous experience with popular politics; had their own
governments that often operated independently from British control
|
Colonies had no experience with popular politics; colonial governments led
by authoritarian Creoles
|
Military leaders were popular and sometimes became Presidents (Washington,
Jackson), but they did not try to
take over the government as military leaders; constitutional principle that
military would be subordinate to the government
|
Had difficulty subduing the power of military leaders; set in place the
tradition of military juntas taking over governments
|
American Revolution occurred in the 1770s; vulnerable new nation emerged
at an economically advantageous time, when the world economy was expanding
|
Latin American Revolutions occurred during the early 1800s, a time when
the world economy was contracting, a less advantageous time for new nations
|
The differences in political backgrounds of the two continents led to some very
different consequences. For the United States (and eventually Canada), it meant
that relatively democratic governments left entrepreneurs open to the
Industrial Revolution, which, after all, started in their mother country. For Latin
America, it meant that their governments were less supportive
and/or more removed from the economic transformations of the Industrial
Revolutions, and stable democratic governments and economic prosperity would be
a long time in coming.
IDEOLOGICAL CONSEQUENCES OF REVOLUTIONS
The Enlightenment philosophy that inspired revolutions in the United States,
France, and Latin America brought about lasting changes in western political
ideology, with some people reacting against the chaos that revolutions brought,
and others inspired by the values of democracy, liberty, equality, and justice.
Three contrasting ideologies may be seen by the early 1800s:
- Conservatism - People who
supported this philosophy at first advocated return to absolute monarchy,
but came to accept constitutional monarchy by the mid-1800s. Generally,
conservatives disapproved of the revolutions of the era, particularly the
French Revolution with all the violence and chaos that it brought.
- Liberalism - Liberals
supported a republican democracy, or a government with an elected
legislature who represented the people in political decision-making. These
representatives were generally from the elite, but were selected (usually
by vote) from a popular base of citizens. Emphasis was generally on
liberty or freedom from oppression, rather than on equality.
- Radicalism - Radicals
advocated drastic changes in government and emphasized equality more than
liberty. Their philosophies varied, but they were most concerned with
narrowing the gap between elites and the general population. The Jacobins
during the French Revolution, and Marxism that appeared in the mid 19th
century were variations of this ideological family.
REFORM MOVEMENTS
The political values supported by revolutions were embraced by some who saw
them as applying to all people, including women and former slaves. Values of
liberty, equality, and democracy had profound implications for change within
societies that had always accepted hierarchical social classes and gender
roles. Reform movements sprouted up as different people put different
interpretations on what these new political and social values actually meant.
Women's Rights
Advocates of women's rights were particularly active in Britain,
France, and North
America. Mary Wollstonecraft, an English
writer, was one of the first to argue that women possessed all the rights that
Locke had granted to men, including education and participation in political
life. Many French women assumed that they would be granted equal rights after
the revolution. However, it did not bring the right to vote or play major roles
in public affairs. Since gender roles did not change in the immediate aftermath
of revolution, social reformers pressed for women's rights in North
America and Europe. Americans like
Elizabeth Cady Stanton and Susan B. Anthony in the United
States decided to concentrate their efforts
on suffrage, or the right to vote. A resolution passed at Seneca
Falls, New York, in 1848,
emphasized women's rights to suffrage, as well as to education, professional
occupations, and political office. Their movement did not receive popular
support, however, until the 20th century, but their activism laid a foundation
for large-scale social change later.
The Limits of the Abolitionist Movement
Although slavery was abolished in Europe and North
America by the late 19th century, blacks did not realize equality
within the time period. Although former slaves were guaranteed the right to
vote in the late 1860s in the United States,
they were effectively barred from political participation by state and local
legislation called Jim Crow laws. Blacks all over the Americas
tended to have the least desirable jobs, limited educational opportunities, and
lower social status than whites.
Conservative Reactions to Reform
During the late 1800s two systems of related political thought emerged among
conservatives to justify inequalities:
- Scientific racism - This idea
system became popular among conservative thinkers in industrialized
societies. It used scientific reasoning and evidence to prove its premise
that blacks are physiologically and mentally inferior to whites. The
theory generally constructed three main "races" in the world -
Caucasian, Mongoloid, and Negroid, and built its arguments that basic
differences existed among them that made Negroids
inherently inferior to Caucasians. Scientific racism, then, justified the
inferior positions that blacks had in the society and the economy.
- Social Darwinism - This
philosophy justified not racial differences, but differences between the
rich and the poor. It used Darwin's
theory of natural selection (living things that are better adapted to the
environment survive, others don't) to explain why some get rich and others
remain poor. In the competition for favored positions and bigger shares of
wealth, the strong, intelligent, and motivated naturally defeat the weak,
less intelligent, and the lazy. So, people who get to the top deserve it,
as do the people who remain at the bottom
Marxism
Another reaction to the revolution in political thought was Marxism, The
father of communism is generally acknowledged to be Karl Marx, who first wrote
about his interpretation of history and vision for the future in The Communist
Manifesto in 1848. He saw capitalism, or the free market, as an economic system
that exploited workers and increased the gap between the rich and the poor. He
believed that conditions in capitalist countries would eventually become so bad
that workers would join together in a Revolution of the Proletariat (workers),
and overcome the bourgeoisie, or owners of factories and other means of
production. Marx envisioned a new world after the revolution, one in which
social class would disappear because ownership of private property would be
banned. According to Marx, communism encourages equality and cooperation, and
without property to encourage greed and strife, governments would be
unnecessary. His theories took root in Europe, but never
became the philosophy behind European governments, but it eventually took new
forms in early 20th century Russia
and China.
NATIONALISM
In older forms of political organizations, the glue of political unity came
from the ruler, whether it is a king, emperor, sultan, or caliph. Political
power generally was built on military might, and a ruler controlled the land
that he conquered as long as he controlled it. Power was often passed down
within one family that based the legitimacy of their rule on principles that
held sway over their populations, often some kind of special contact with the
spiritual world. The era 1750 to 1914 saw the creation of a new type of
political organization - the nation - that survived even if the rulers failed.
Whereas nations' political boundaries were still often decided by military
victory, the political entity was much broader than control by one person or
family. Nations were built on nationalism - the feeling of identity within a
common group of people. Of course, these feelings were not new in the history
of the world. However, the force of common identity became a basic building
block for nations, political forms that still dominate world politics today.
Nationalism could be based on common geographical locations, language,
religion, or customs, but it is much more complex than that. The main idea is
that people see themselves as "Americans" or "Italians" or
"Japanese," despite the fact that significant cultural variations may
exist within the nation.
Napoleon contributed a great deal to the development of strong nationalism
in 19th century Europe. His conquests were done in the
name of "France,"
even though the French monarchy had been deposed. The more he conquered, the more pride people had in being
"French." He also stirred up feelings of nationalism within a people
that he conquered: "Germans" that could not abide being taken over by
the French. In Napoleon's day Germany
did not exist as a country yet, but people still thought of themselves as being
German. Instead Germans lived in a political entity known as "The Holy
Roman Empire." However, the nationalism that Napoleon invoked became the
basis for further revolutions, in which people around the world sought to
determine their own sovereignty, a principle that Woodrow Wilson called
self-determination.